Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.23B
AUM Growth
+$82.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,603
New
Increased
Reduced
Closed

Top Buys

1 +$86.9M
2 +$25.5M
3 +$12.3M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$12.3M
5
RHT
Red Hat Inc
RHT
+$11.4M

Top Sells

1 +$66M
2 +$60.3M
3 +$33.9M
4
AAPL icon
Apple
AAPL
+$21.1M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$18.2M

Sector Composition

1 Communication Services 17.01%
2 Technology 12.42%
3 Healthcare 10.02%
4 Consumer Discretionary 8.53%
5 Industrials 6.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
251
$939K 0.08%
3,819
+268
252
$933K 0.08%
22,359
-11,011
253
$931K 0.08%
14,916
+9,702
254
$928K 0.08%
65,474
+65,374
255
$926K 0.08%
7,124
-3,915
256
$924K 0.08%
+55,237
257
$917K 0.07%
+19,111
258
$913K 0.07%
38,020
-71,945
259
$911K 0.07%
5,701
-1,244
260
$907K 0.07%
15,158
-6,404
261
$900K 0.07%
+7,005
262
$890K 0.07%
28,983
+28,059
263
$877K 0.07%
+45,008
264
$877K 0.07%
25,441
-34,212
265
$875K 0.07%
+36,292
266
$860K 0.07%
102,018
+58,611
267
$855K 0.07%
12,011
+4,901
268
$846K 0.07%
38,851
+21,630
269
$846K 0.07%
34,090
-48,221
270
$844K 0.07%
+20,025
271
$842K 0.07%
+16,007
272
$833K 0.07%
42,432
-114,320
273
$832K 0.07%
+3,821
274
$830K 0.07%
34,290
-50,648
275
$829K 0.07%
38,170
+32,013