Simplex Trading

Simplex Trading Portfolio holdings

AUM $4.53B
1-Year Est. Return 0.99%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.99%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.23B
AUM Growth
+$82.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,603
New
Increased
Reduced
Closed

Top Buys

1 +$92M
2 +$25.4M
3 +$12.8M
4
BIDU icon
Baidu
BIDU
+$12.2M
5
RHT
Red Hat Inc
RHT
+$11.6M

Top Sells

1 +$61.4M
2 +$59.6M
3 +$35.5M
4
AAPL icon
Apple
AAPL
+$19.6M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$18.2M

Sector Composition

1 Communication Services 16.98%
2 Technology 12.42%
3 Healthcare 10.02%
4 Consumer Discretionary 8.53%
5 Industrials 6.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
251
$939K ﹤0.01%
3,819
+268
252
$933K ﹤0.01%
22,359
-11,011
253
$931K ﹤0.01%
14,916
+9,702
254
$928K ﹤0.01%
65,474
+65,374
255
$926K ﹤0.01%
7,124
-3,915
256
$924K ﹤0.01%
+55,237
257
$917K ﹤0.01%
+19,111
258
$913K ﹤0.01%
38,020
-71,945
259
$911K ﹤0.01%
5,701
-1,244
260
$907K ﹤0.01%
15,158
-6,404
261
$900K ﹤0.01%
+7,005
262
$890K ﹤0.01%
28,983
+28,059
263
$877K ﹤0.01%
+45,008
264
$877K ﹤0.01%
25,441
-34,212
265
$875K ﹤0.01%
+36,292
266
$860K ﹤0.01%
102,018
+58,611
267
$855K ﹤0.01%
12,011
+4,901
268
$846K ﹤0.01%
38,851
+21,630
269
$846K ﹤0.01%
34,090
-48,221
270
$844K ﹤0.01%
+20,025
271
$842K ﹤0.01%
+16,007
272
$833K ﹤0.01%
42,432
-114,320
273
$832K ﹤0.01%
+3,821
274
$830K ﹤0.01%
34,290
-50,648
275
$829K ﹤0.01%
38,170
+32,013