Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$562M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,606
New
Increased
Reduced
Closed

Top Buys

1 +$54.6M
2 +$52.5M
3 +$40.9M
4
AAPL icon
Apple
AAPL
+$16.5M
5
V icon
Visa
V
+$12M

Top Sells

1 +$98.7M
2 +$70.7M
3 +$33.4M
4
GS icon
Goldman Sachs
GS
+$30.2M
5
BA icon
Boeing
BA
+$26.5M

Sector Composition

1 Communication Services 14.71%
2 Consumer Discretionary 14.32%
3 Technology 11.86%
4 Financials 7.38%
5 Industrials 6.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
251
$878K ﹤0.01%
+19,331
252
$877K ﹤0.01%
19,338
+19,155
253
$875K ﹤0.01%
+681
254
$863K ﹤0.01%
59,842
+37,340
255
$862K ﹤0.01%
9,658
+6,814
256
$861K ﹤0.01%
+33,137
257
$859K ﹤0.01%
+22,682
258
$844K ﹤0.01%
81,596
+28,616
259
$831K ﹤0.01%
+17,895
260
$831K ﹤0.01%
12,562
+7,658
261
$825K ﹤0.01%
+10,796
262
$819K ﹤0.01%
15,680
-229,220
263
$816K ﹤0.01%
24,583
+19,577
264
$813K ﹤0.01%
59,688
+19,060
265
$813K ﹤0.01%
+6,055
266
$806K ﹤0.01%
+20,111
267
$805K ﹤0.01%
13,750
-2,445
268
$800K ﹤0.01%
131,226
+11,009
269
$795K ﹤0.01%
34,846
+23,828
270
$792K ﹤0.01%
+8,221
271
$783K ﹤0.01%
6,543
+3,408
272
$780K ﹤0.01%
26,339
+16,597
273
$776K ﹤0.01%
26,568
-31,842
274
$770K ﹤0.01%
48,918
+27,465
275
$766K ﹤0.01%
83,805
-15,835