Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
226
$1.93M ﹤0.01%
17,578
-25,142
227
$1.92M ﹤0.01%
74,540
+10,013
228
$1.92M ﹤0.01%
50,172
+34,255
229
$1.92M ﹤0.01%
416,803
-45,365
230
$1.92M ﹤0.01%
55,837
+47,032
231
$1.91M ﹤0.01%
20,763
+14,290
232
$1.91M ﹤0.01%
+5,988
233
$1.91M ﹤0.01%
58,217
+17,411
234
$1.89M ﹤0.01%
30,229
-19,247
235
$1.86M ﹤0.01%
105,680
+43,348
236
$1.84M ﹤0.01%
45,009
+10,759
237
$1.84M ﹤0.01%
184,159
+61,591
238
$1.82M ﹤0.01%
43,639
-45,514
239
$1.81M ﹤0.01%
12,113
-9,652
240
$1.8M ﹤0.01%
+2,156
241
$1.79M ﹤0.01%
31,467
+21,276
242
$1.78M ﹤0.01%
85,373
-15,084
243
$1.77M ﹤0.01%
232,957
+211,740
244
$1.75M ﹤0.01%
25,320
+17,620
245
$1.75M ﹤0.01%
15,782
+7,774
246
$1.73M ﹤0.01%
+25,376
247
$1.72M ﹤0.01%
11,605
+110
248
$1.71M ﹤0.01%
4,436
-24,569
249
$1.68M ﹤0.01%
92,159
-89,711
250
$1.67M ﹤0.01%
7,677
+6,175