Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
226
$1.84M ﹤0.01%
30,636
-13,847
227
$1.83M ﹤0.01%
62,037
+43,650
228
$1.81M ﹤0.01%
36,443
-23,714
229
$1.81M ﹤0.01%
9,466
-5,606
230
$1.8M ﹤0.01%
20,622
+12,948
231
$1.8M ﹤0.01%
7,803
+6,035
232
$1.8M ﹤0.01%
38,613
+15,009
233
$1.8M ﹤0.01%
153,458
-158,730
234
$1.79M ﹤0.01%
11,128
+10,255
235
$1.78M ﹤0.01%
4,668
+4,079
236
$1.77M ﹤0.01%
+174,070
237
$1.77M ﹤0.01%
+34,965
238
$1.76M ﹤0.01%
22,639
+3,376
239
$1.75M ﹤0.01%
26,221
+25,089
240
$1.75M ﹤0.01%
5,206
+1,516
241
$1.74M ﹤0.01%
+69,250
242
$1.72M ﹤0.01%
+3,405
243
$1.72M ﹤0.01%
46,690
-27,533
244
$1.72M ﹤0.01%
+50,641
245
$1.71M ﹤0.01%
52,552
+19,450
246
$1.7M ﹤0.01%
+6,899
247
$1.7M ﹤0.01%
22,524
+22,424
248
$1.69M ﹤0.01%
10,711
+1,343
249
$1.69M ﹤0.01%
11,369
+5,515
250
$1.69M ﹤0.01%
20,401
+12,795