Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
226
$1.34M ﹤0.01%
+143,909
227
$1.33M ﹤0.01%
15,451
+4,966
228
$1.33M ﹤0.01%
38,449
+9,916
229
$1.33M ﹤0.01%
88,073
+65,695
230
$1.32M ﹤0.01%
53,827
+48,514
231
$1.3M ﹤0.01%
64,858
-2,820
232
$1.29M ﹤0.01%
67,133
+67,033
233
$1.29M ﹤0.01%
12,188
-41,334
234
$1.29M ﹤0.01%
5,769
-9,816
235
$1.28M ﹤0.01%
8,560
+7,996
236
$1.27M ﹤0.01%
20,081
-397
237
$1.27M ﹤0.01%
+3,908
238
$1.27M ﹤0.01%
20,028
-28,769
239
$1.26M ﹤0.01%
21,997
+13,476
240
$1.26M ﹤0.01%
+20,295
241
$1.26M ﹤0.01%
102,175
-146,352
242
$1.25M ﹤0.01%
+20,309
243
$1.25M ﹤0.01%
60,719
+58,989
244
$1.25M ﹤0.01%
48,634
+9,809
245
$1.25M ﹤0.01%
40,577
-3,748
246
$1.24M ﹤0.01%
30,110
+15,553
247
$1.23M ﹤0.01%
+3,328
248
$1.23M ﹤0.01%
32,841
+32,591
249
$1.22M ﹤0.01%
+7,303
250
$1.21M ﹤0.01%
+25,601