Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.13B
AUM Growth
-$101M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,588
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$23.1M
3 +$18M
4
NFLX icon
Netflix
NFLX
+$17.4M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14M

Top Sells

1 +$120M
2 +$41.3M
3 +$26.9M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.8M
5
JNJ icon
Johnson & Johnson
JNJ
+$11.3M

Sector Composition

1 Technology 16.22%
2 Communication Services 16.19%
3 Healthcare 11.36%
4 Industrials 9.74%
5 Consumer Discretionary 8.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
226
$1.06M ﹤0.01%
6,109
-6,939
227
$1.06M ﹤0.01%
34,132
+14,963
228
$1.06M ﹤0.01%
141,787
+45,007
229
$1.04M ﹤0.01%
11,742
-20,788
230
$1.03M ﹤0.01%
21,004
-60,063
231
$1.03M ﹤0.01%
26,601
+7,490
232
$1.03M ﹤0.01%
46,556
+42,593
233
$1.02M ﹤0.01%
+34,896
234
$1.02M ﹤0.01%
+4,900
235
$1.02M ﹤0.01%
+20,675
236
$1.02M ﹤0.01%
11,509
-14,421
237
$1.02M ﹤0.01%
41,295
+26,475
238
$1.01M ﹤0.01%
46,512
-21,430
239
$1.01M ﹤0.01%
23,853
-69,995
240
$1.01M ﹤0.01%
+591
241
$1.01M ﹤0.01%
+75,533
242
$1.01M ﹤0.01%
+24,070
243
$995K ﹤0.01%
+2,519
244
$995K ﹤0.01%
+5,770
245
$993K ﹤0.01%
20,391
-14,523
246
$993K ﹤0.01%
40,224
-17,674
247
$992K ﹤0.01%
66,740
+32,650
248
$988K ﹤0.01%
13,690
-5,238
249
$969K ﹤0.01%
6,314
-435
250
$968K ﹤0.01%
7,699
-19,206