Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.59B
AUM Growth
+$614M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,544
New
Increased
Reduced
Closed

Top Buys

1 +$38.4M
2 +$23.7M
3 +$23.6M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$21.7M
5
WFC icon
Wells Fargo
WFC
+$20.4M

Top Sells

1 +$21.6M
2 +$17.2M
3 +$13.3M
4
LLY icon
Eli Lilly
LLY
+$9.69M
5
MA icon
Mastercard
MA
+$8.27M

Sector Composition

1 Technology 14.2%
2 Communication Services 13.46%
3 Consumer Discretionary 12.76%
4 Healthcare 12.43%
5 Financials 10.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
226
$1.22M 0.05%
+37,084
227
$1.21M 0.05%
16,575
+9,767
228
$1.21M 0.05%
155,760
+68,971
229
$1.21M 0.05%
+20,491
230
$1.21M 0.05%
37,084
+30,372
231
$1.18M 0.05%
25,262
+15,579
232
$1.18M 0.05%
11,499
+8,051
233
$1.17M 0.05%
79
+64
234
$1.16M 0.05%
+27,361
235
$1.16M 0.05%
+15,240
236
$1.13M 0.05%
+38,425
237
$1.13M 0.05%
16,239
+6,318
238
$1.11M 0.05%
+29,536
239
$1.11M 0.05%
3,759
+1,358
240
$1.1M 0.05%
+20,280
241
$1.09M 0.05%
+8,195
242
$1.09M 0.05%
10,233
+239
243
$1.08M 0.05%
+25,553
244
$1.07M 0.05%
130,500
+125,504
245
$1.07M 0.05%
+51,302
246
$1.06M 0.05%
+16,623
247
$1.06M 0.05%
21,313
-22,113
248
$1.05M 0.05%
6,110
+3,758
249
$1.05M 0.05%
57,371
+55,480
250
$1.04M 0.05%
75,289
+67,697