Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$775M
AUM Growth
+$274M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,373
New
Increased
Reduced
Closed

Top Buys

1 +$54.1M
2 +$28.6M
3 +$16.5M
4
IBM icon
IBM
IBM
+$13.4M
5
BIDU icon
Baidu
BIDU
+$10.3M

Top Sells

1 +$9.89M
2 +$8.52M
3 +$5.22M
4
INTC icon
Intel
INTC
+$4.74M
5
WBA
Walgreens Boots Alliance
WBA
+$4.67M

Sector Composition

1 Communication Services 22.01%
2 Technology 15.83%
3 Healthcare 11.95%
4 Consumer Discretionary 9.73%
5 Financials 7.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
226
$580K 0.05%
19,406
+41
227
$571K 0.05%
30,039
+15,884
228
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+8,887
229
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4,814
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230
$556K 0.05%
8,642
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231
$549K 0.05%
+14,639
232
$549K 0.05%
17,502
+16,195
233
$545K 0.05%
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234
$545K 0.05%
9,700
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235
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236
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237
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238
$529K 0.04%
25,512
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239
$522K 0.04%
10,174
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240
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241
$509K 0.04%
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242
$503K 0.04%
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243
$496K 0.04%
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244
$492K 0.04%
13,584
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245
$491K 0.04%
7,662
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246
$488K 0.04%
6,241
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247
$488K 0.04%
+73,372
248
$487K 0.04%
+20,798
249
$483K 0.04%
31,136
+25,724
250
$481K 0.04%
+8,155