Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$501M
AUM Growth
+$20.4M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,546
New
Increased
Reduced
Closed

Top Buys

1 +$41.4M
2 +$12.3M
3 +$9.89M
4
BABA icon
Alibaba
BABA
+$9.66M
5
INTC icon
Intel
INTC
+$9.11M

Top Sells

1 +$36.8M
2 +$31.2M
3 +$29M
4
AMZN icon
Amazon
AMZN
+$25.6M
5
BIDU icon
Baidu
BIDU
+$12.9M

Sector Composition

1 Communication Services 13.31%
2 Consumer Discretionary 13.07%
3 Healthcare 12.41%
4 Technology 11.91%
5 Financials 8.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
226
$423K 0.05%
9,776
+5,055
227
$422K 0.05%
26,946
+22,677
228
$420K 0.05%
+3,539
229
$419K 0.05%
+9,800
230
$417K 0.05%
+12,692
231
$411K 0.05%
11,562
+8,726
232
$410K 0.05%
+5,340
233
$408K 0.05%
10,081
-65,949
234
$405K 0.05%
+18,356
235
$402K 0.05%
1,704
+595
236
$401K 0.05%
7,017
+2,448
237
$401K 0.05%
21,221
-8,963
238
$400K 0.05%
9,636
-4,429
239
$398K 0.05%
25,861
+16,361
240
$397K 0.05%
3,934
-8,691
241
$397K 0.05%
13,940
+1,940
242
$392K 0.05%
+14,712
243
$392K 0.05%
+14,200
244
$390K 0.05%
+16,167
245
$388K 0.05%
+6,438
246
$387K 0.05%
+5,860
247
$383K 0.04%
5,000
+1,642
248
$383K 0.04%
+8,293
249
$382K 0.04%
+3,844
250
$380K 0.04%
4,679
-1,077