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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+2.58%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$843M
AUM Growth
+$76.4M
(+10%)
Cap. Flow
+$63.7M
Cap. Flow
% of AUM
7.56%
Top 10 Holdings %
Top 10 Hldgs %
17.77%
Holding
802
New
105
Increased
397
Reduced
227
Closed
58
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$10.4M |
| 2 |
iShares Core S&P US Growth ETF
IUSG
|
+$6.7M |
| 3 |
iShares S&P 500 Growth ETF
IVW
|
+$3.74M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$3.37M |
| 5 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$2.79M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Total US Stock Market ETF
ITOT
|
+$6.61M |
| 2 |
iShares S&P 100 ETF
OEF
|
+$6.52M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$4.12M |
| 4 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$3.75M |
| 5 |
Invesco Emerging Markets Sovereign Debt ETF
PCY
|
+$3.69M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Consumer Staples | 4.96% |
| 2 | Technology | 4.88% |
| 3 | Healthcare | 4.65% |
| 4 | Industrials | 3.9% |
| 5 | Financials | 3.86% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
RDS.B
176
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
| $1.12M | 0.13% |
21,151
-856
| -4% | -$45.8K |
|
177
Amgen
AMGN
$203B
| $1.12M | 0.13% |
6,688
+533
| +9% | +$90.1K |
|
178
Universal Display
OLED
$3.71B
| $1.12M | 0.13% |
20,111
+2,497
| +14% | +$158K |
|
179
RTX Corp
RTX
$287B
| $1.11M | 0.13% |
17,376
-877
| -5% | -$58.2K |
|
180
American Water Works
AWK
$26.3B
| $1.11M | 0.13% |
14,826
+4,102
| +38% | +$321K |
|
|
MMP
181
DELISTED
Magellan Midstream Partners, L.P.
MMP
| $1.1M | 0.13% |
15,623
+524
| +3% | +$37.4K |
|
182
UnitedHealth
UNH
$382B
| $1.1M | 0.13% |
7,865
+356
| +5% | +$49.9K |
|
183
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$263M
| $1.1M | 0.13% |
31,159
+25,116
| +416% | +$891K |
|
184
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.45B
| $1.1M | 0.13% |
20,292
+2,705
| +15% | +$144K |
|
185
InterDigital
IDCC
$6.68B
| $1.1M | 0.13% |
13,837
-2,521
| -15% | -$168K |
|
186
Phillips 66
PSX
$82.9B
| $1.09M | 0.13% |
13,579
+1,965
| +17% | +$153K |
|
187
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
| $1.07M | 0.13% |
10,628
+1,049
| +11% | +$106K |
|
188
Compañía de Minas Buenaventura
BVN
$7.85B
| $1.07M | 0.13% |
77,499
+14,264
| +23% | +$200K |
|
189
Eli Lilly
LLY
$1.07T
| $1.07M | 0.13% |
13,341
+112
| +0.8% | +$8.96K |
|
|
DD
190
DELISTED
Du Pont De Nemours E I
DD
| $1.07M | 0.13% |
15,977
-170
| -1% | -$11.5K |
|
191
Vanguard Small-Cap ETF
VB
$79.5B
| $1.07M | 0.13% |
8,738
-111
| -1% | -$13.4K |
|
192
iShares US Technology ETF
IYW
$23.7B
| $1.06M | 0.13% |
+35,504
| New | +$1.02M |
|
193
iShares Core Dividend Growth ETF
DGRO
$42.6B
| $1.05M | 0.13% |
38,145
+6,187
| +19% | +$173K |
|
194
Netflix
NFLX
$292B
| $1.05M | 0.13% |
106,920
+540
| +0.5% | +$5.16K |
|
|
GGM
195
DELISTED
GUGGENHEIM CREDIT ALLOCATION FUND
GGM
| $1.04M | 0.12% |
47,275
+2,597
| +6% | +$56.4K |
|
196
iShares US Industrials ETF
IYJ
$1.98B
| $1.03M | 0.12% |
18,088
+3,496
| +24% | +$199K |
|
197
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
| $1.03M | 0.12% |
10,165
-1,788
| -15% | -$181K |
|
198
Welltower
WELL
$178B
| $1.03M | 0.12% |
13,777
+2,398
| +21% | +$184K |
|
|
SSRI
199
DELISTED
Silver Standard Resources
SSRI
| $1.02M | 0.12% |
84,873
+15,327
| +22% | +$207K |
|
200
Union Pacific
UNP
$183B
| $1.02M | 0.12% |
10,432
-827
| -7% | -$77.3K |
|
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Sigma Planning Corp's Q3 2016 Portfolio in Review
As of Q3 2016, Sigma Planning Corp held 802 positions worth $843M, up 10% from $767M the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Sigma Planning Corp deployed $63.7M of net new capital in Q3 2016, opening 105 new positions and adding to 397 existing holdings. Its largest new stake was State Street SPDR US Small Cap Low Volatility Index ETF: 20,604 shares worth $1.69M.
By sector, the portfolio is most concentrated in Consumer Staples at 5% of assets, down from 5.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was iShares Core S&P Total US Stock Market ETF, an estimated $6.61M trimmed.
- Sigma Planning Corp's largest Q3 2016 buy was State Street SPDR US Small Cap Low Volatility Index ETF: 20,604 shares worth $1.69M.
- Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2016, an estimated $10.4M increase.
- Sigma Planning Corp's biggest Q3 2016 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $6.61M.
- Sigma Planning Corp fully exited State Street SPDR S&P 600 Small Cap Value ETF in Q3 2016, selling an estimated $1.77M.
- Sigma Planning Corp's ten largest holdings make up 18% of its $843M portfolio in Q3 2016.
- Sigma Planning Corp opened 105 new positions and closed 58 in Q3 2016.
- Sigma Planning Corp's portfolio value rose 10% quarter-over-quarter to $843M.
Based on Sigma Planning Corp's 13F filing for Q3 2016, filed 7 Nov 2016.