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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+6.68%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.7B
AUM Growth
+$207M
(+14%)
Cap. Flow
+$124M
Cap. Flow
% of AUM
7.28%
Top 10 Holdings %
Top 10 Hldgs %
21.61%
Holding
1,032
New
130
Increased
445
Reduced
351
Closed
84
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$14M |
| 2 |
ProShares Ultra S&P500
SSO
|
+$9.41M |
| 3 |
iShares Preferred and Income Securities ETF
PFF
|
+$7.5M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$7.44M |
| 5 |
Amazon
AMZN
|
+$6.37M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$7.04M |
| 2 |
United States Oil Fund
USO
|
+$4.36M |
| 3 |
iShares S&P Mid-Cap 400 Growth ETF
IJK
|
+$4.28M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$3.74M |
| 5 |
Copart
CPRT
|
+$3.33M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.09% |
| 2 | Financials | 4.85% |
| 3 | Healthcare | 4.83% |
| 4 | Consumer Discretionary | 4.56% |
| 5 | Industrials | 4.1% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
iShares MSCI EAFE ETF
EFA
$76.4B
| $2.46M | 0.14% |
36,173
-1,862
| -5% | -$126K |
|
152
CVS Health
CVS
$137B
| $2.45M | 0.14% |
31,070
-606
| -2% | -$43.3K |
|
153
State Street SPDR S&P Dividend ETF
SDY
$21.9B
| $2.43M | 0.14% |
24,822
+1,207
| +5% | +$117K |
|
154
Invesco S&P SmallCap Health Care ETF
PSCH
$161M
| $2.42M | 0.14% |
51,756
+25,746
| +99% | +$1.18M |
|
155
iShares International Select Dividend ETF
IDV
$8.25B
| $2.41M | 0.14% |
73,888
-7,201
| -9% | -$236K |
|
156
Alerian MLP ETF
AMLP
$13B
| $2.41M | 0.14% |
45,096
+327
| +0.7% | +$17.6K |
|
157
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$435M
| $2.4M | 0.14% |
41,654
-15
| -0% | -$851 |
|
158
CapForce IBD 50 ETF
FFTY
$80.2M
| $2.39M | 0.14% |
62,247
+30,215
| +94% | +$1.11M |
|
159
Ares Capital
ARCC
$13.5B
| $2.39M | 0.14% |
138,966
+3,311
| +2% | +$56.8K |
|
160
Vanguard FTSE Emerging Markets ETF
VWO
$119B
| $2.37M | 0.14% |
57,893
-5,665
| -9% | -$238K |
|
161
Vanguard Mid-Cap ETF
VO
$106B
| $2.37M | 0.14% |
57,720
-976
| -2% | -$39.8K |
|
162
iShares Short Maturity Bond ETF
NEAR
$4.8B
| $2.37M | 0.14% |
47,193
+23,311
| +98% | +$1.17M |
|
163
Schwab US Large-Cap Growth ETF
SCHG
$58.5B
| $2.35M | 0.14% |
229,200
-50,256
| -18% | -$501K |
|
164
iShares Russell Mid-Cap ETF
IWR
$56.8B
| $2.34M | 0.14% |
42,476
-1,196
| -3% | -$65.5K |
|
165
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$257M
| $2.32M | 0.14% |
23,948
+599
| +3% | +$58.5K |
|
166
Abbott
ABT
$180B
| $2.29M | 0.13% |
31,204
+923
| +3% | +$60.6K |
|
167
Schwab US Large- Cap ETF
SCHX
$70.9B
| $2.28M | 0.13% |
196,494
+5,190
| +3% | +$59K |
|
168
Starbucks
SBUX
$118B
| $2.23M | 0.13% |
39,137
+2,290
| +6% | +$121K |
|
169
Vanguard Total Bond Market
BND
$157B
| $2.21M | 0.13% |
28,107
+1,347
| +5% | +$106K |
|
170
Universal Display
OLED
$3.71B
| $2.2M | 0.13% |
18,661
+2,352
| +14% | +$259K |
|
|
RTN
171
DELISTED
Raytheon Company
RTN
| $2.19M | 0.13% |
10,577
-3,800
| -26% | -$756K |
|
172
BP
BP
$113B
| $2.15M | 0.13% |
48,793
+2,319
| +5% | +$97K |
|
173
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
| $2.13M | 0.13% |
80,940
-11,226
| -12% | -$298K |
|
174
iShares Russell Top 200 ETF
IWL
$2.16B
| $2.11M | 0.12% |
31,187
+27,430
| +730% | +$1.81M |
|
175
Southern Company
SO
$110B
| $2.09M | 0.12% |
47,979
+998
| +2% | +$46K |
|
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Sigma Planning Corp's Q3 2018 Portfolio in Review
As of Q3 2018, Sigma Planning Corp held 1,032 positions worth $1.7B, up 14% from $1.49B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Sigma Planning Corp deployed $124M of net new capital in Q3 2018, opening 130 new positions and adding to 445 existing holdings. Its largest new stake was ProShares Ultra S&P500: 616,832 shares worth $9.83M.
By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $7.04M trimmed.
- Sigma Planning Corp's largest Q3 2018 buy was ProShares Ultra S&P500: 616,832 shares worth $9.83M.
- Sigma Planning Corp added most to Apple in Q3 2018, an estimated $14M increase.
- Sigma Planning Corp's biggest Q3 2018 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $7.04M.
- Sigma Planning Corp fully exited Copart in Q3 2018, selling an estimated $3.33M.
- Sigma Planning Corp's ten largest holdings make up 22% of its $1.7B portfolio in Q3 2018.
- Sigma Planning Corp opened 130 new positions and closed 84 in Q3 2018.
- Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.7B.
Based on Sigma Planning Corp's 13F filing for Q3 2018, filed 7 Nov 2018.