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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-2.13%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.14B
AUM Growth
-$48.7M
Cap. Flow
+$77.4M
Cap. Flow %
2.47%
Top 10 Hldgs %
25.19%
Holding
1,301
New
140
Increased
559
Reduced
483
Closed
98

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$12.8M
2
FTCB icon
First Trust Core Investment Grade ETF
FTCB
+$6.27M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.37M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.26M
5
GJAN icon
FT Vest US Equity Moderate Buffer ETF January
GJAN
+$4.28M

Top Sells

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$17.1M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.72M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.34M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.43M
5
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$3.86M

Sector Composition

Rank Sector Weight
1 Technology 12.7%
2 Financials 4.54%
3 Consumer Discretionary 4.19%
4 Healthcare 4.09%
5 Industrials 3.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STLD icon
1276
Steel Dynamics
STLD
$35.6B
– –
-2,822
Closed -$322K
SWKS icon
1277
Skyworks Solutions
SWKS
$9.06B
– –
-2,698
Closed -$239K
TMSL icon
1278
T. Rowe Price Small-Mid Cap ETF
TMSL
$2.7B
– –
-56,868
Closed -$1.83M
TRUP icon
1279
Trupanion
TRUP
$1.05B
– –
-12,007
Closed -$579K
UA icon
1280
Under Armour Class C
UA
$2.92B
– –
-10,933
Closed -$81.6K
UBS icon
1281
CALL
UBS Group
UBS
$170B
– –
-25,000
Closed -$250
UNG icon
1282
United States Natural Gas Fund
UNG
$470M
– –
-14,049
Closed -$236K
UOCT icon
1283
Innovator US Equity Ultra Buffer ETF October
UOCT
$178M
– –
-45,545
Closed -$1.61M
URNM icon
1284
Sprott Uranium Miners ETF
URNM
$1.78B
– –
-5,250
Closed -$212K
USEP icon
1285
Innovator US Equity Ultra Buffer ETF September
USEP
$152M
– –
-5,897
Closed -$208K
UTES icon
1286
Virtus Reaves Utilities ETF
UTES
$1.4B
– –
-21,463
Closed -$1.37M
UWM icon
1287
ProShares Ultra Russell2000
UWM
$255M
– –
-5,384
Closed -$225K
VAL icon
1288
Valaris
VAL
$5.51B
– –
-4,623
Closed -$205K
VIOO icon
1289
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.13B
– –
-1,964
Closed -$208K
VMC icon
1290
Vulcan Materials
VMC
$36.3B
– –
-2,642
Closed -$680K
VMO icon
1291
Invesco Municipal Opportunity Trust
VMO
$647M
– –
-10,853
Closed -$105K
VPC icon
1292
Virtus Private Credit Strategy ETF
VPC
$29.8M
– –
-24,061
Closed -$523K
VSTS icon
1293
Vestis
VSTS
$2.06B
– –
-10,674
Closed -$163K
VTWG icon
1294
Vanguard Russell 2000 Growth ETF
VTWG
$1.47B
– –
-1,013
Closed -$213K
WBA
1295
DELISTED
Walgreens Boots Alliance
WBA
– –
-24,763
Closed -$231K
WKSP icon
1296
Worksport
WKSP
$9.56M
– –
-1,130
Closed -$10.4K
WLK icon
1297
Westlake Corp
WLK
$9.46B
– –
-2,531
Closed -$290K
XBI icon
1298
State Street SPDR S&P Biotech ETF
XBI
$10.1B
– –
-5,000
Closed -$450K
ALAB icon
1299
Astera Labs
ALAB
$50B
– –
-20,520
Closed -$2.72M
KNOV
1300
Innovator U.S. Small Cap Power Buffer ETF - November
KNOV
$44.3M
– –
-21,434
Closed -$545K
49 50 51
52
53

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WB
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q1 2025 Portfolio in Review

As of Q1 2025, Sigma Planning Corp held 1,301 positions worth $3.14B, down 1.5% from $3.18B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q1 2025 filing shows 140 new, 559 increased, 483 reduced and 98 closed positions. Its largest new stake was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M. The largest sale was iShares 10+ Year Investment Grade Corporate Bond ETF, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2025 buy was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q1 2025, an estimated $12.8M increase.
  • Sigma Planning Corp's biggest Q1 2025 reduction was iShares 10+ Year Investment Grade Corporate Bond ETF, cutting an estimated $17.1M.
  • Sigma Planning Corp fully exited Astera Labs in Q1 2025, selling an estimated $2.72M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.14B portfolio in Q1 2025.
  • Sigma Planning Corp opened 140 new positions and closed 98 in Q1 2025.
  • Sigma Planning Corp's portfolio value fell 1.5% quarter-over-quarter to $3.14B.

Based on Sigma Planning Corp's 13F filing for Q1 2025, filed 2 May 2025.