Sigma Planning Corp’s Innovator US Equity Ultra Buffer ETF October UOCT Stock Holding History

Sigma Planning Corp’s Portfolio UOCT Stock Details UOCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q1	–	Sell	-45,545	Closed	-$1.61M	–	1283
2024 Q4	$1.61M	Buy	+45,545	New	+$1.61M	0.05%	341
2019 Q4	–	Sell	-22,792	Closed	-$568K	–	1109
2019 Q3	$568K	Buy	+22,792	New	+$566K	0.03%	536

Other funds holding UOCT

BCM

Brookstone Capital Management Wheaton, Illinois $9.99B AUM 23.61% 1-Year Est. Return

TPW

Talon Private Wealth The Villages, Florida $753M AUM

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

PCA

Prosperity Capital Advisors Westlake, Ohio $1.76B AUM 18.92% 1-Year Est. Return

EMAM

Encompass More Asset Management Danville, California $687M AUM 25.06% 1-Year Est. Return

IWM

IHT Wealth Management Chicago, Illinois $4.3B AUM 21.02% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

ASN

Advisory Services Network Atlanta, Georgia $7.52B AUM 29.01% 1-Year Est. Return

KWM

KFG Wealth Management Granger, Indiana $774M AUM 12.78% 1-Year Est. Return

Sigma Planning Corp's UOCT Position: Q1 2025 in Review

Sigma Planning Corp sold out of Innovator US Equity Ultra Buffer ETF October (UOCT) in Q1 2025, closing a stake of 45,545 shares — an estimated $1.61M sold.

Sigma Planning Corp first reported a position in UOCT in Q3 2019 and held it in 2 quarters. The position peaked at $1.61M in Q4 2024. 78 funds tracked by Wall St. Rank hold UOCT as of Q1 2025.

Sigma Planning Corp reported no remaining Innovator US Equity Ultra Buffer ETF October position as of Q1 2025 after selling out during the quarter.
Sigma Planning Corp sold 45,545 Innovator US Equity Ultra Buffer ETF October shares in Q1 2025, an estimated $1.61M.
Sigma Planning Corp first reported a position in Innovator US Equity Ultra Buffer ETF October in Q3 2019 and held it in 2 quarters.
Sigma Planning Corp's Innovator US Equity Ultra Buffer ETF October position peaked at $1.61M in Q4 2024.
78 funds tracked by Wall St. Rank held Innovator US Equity Ultra Buffer ETF October as of Q1 2025.

Based on Sigma Planning Corp's 13F filing for Q1 2025, filed 2 May 2025.