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Innovator US Equity Ultra Buffer ETF October
UOCT

80 hedge funds and large institutions have $132M invested in Innovator US Equity Ultra Buffer ETF October in 2024 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 29 increasing their positions, 13 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

525% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 4

197% more capital invested

Capital invested by funds: $44.6M → $132M (+$87.6M)

123% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 13

33% more funds holding

Funds holding: 60 → 80 (+20)

24.7% more ownership

Funds ownership: 48.31% → 73% (+25%)

Holders
80
Holders Change
+20
Holders Change %
+33.33%
% of All Funds
1.05%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.03%
New
25
Increased
29
Reduced
13
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BCM
Brookstone Capital Management
Illinois
+$29.2M
2
TPW
Talon Private Wealth
Florida
+$9.72M
3
EMAM
Encompass More Asset Management
California
+$5.81M
4
DLHL
Donald L. Hagan LLC
Florida
+$3.56M
5
ASN
Advisory Services Network
Georgia
+$3.12M

Top Sellers

1
WWA
WCG Wealth Advisors
Nevada
-$471K
2
TC
TownSquare Capital
Utah
-$461K
3
BWM
Brown Wealth Management
Illinois
-$412K
4
Barclays
Barclays
United Kingdom
-$197K
5
CF
Centaurus Financial
California
-$158K
Name Holding Trade Value Shares
Change 		Change in
Stake
BCM
1
Brookstone Capital Management
Illinois
$30.7M +$29.2M +829,774 +2,007%
Raymond James Financial
2
Raymond James Financial
Florida
$13.1M +$13.1M +372,571 New
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$11.6M +$205K +5,831 +2%
TPW
4
Talon Private Wealth
Florida
$9.73M +$9.72M +275,679 New
PCA
5
Prosperity Capital Advisors
Ohio
$6.15M +$496K +14,071 +9%
EMAM
6
Encompass More Asset Management
California
$5.82M +$5.81M +164,992 New
DLHL
7
Donald L. Hagan LLC
Florida
$3.56M +$3.56M +100,999 New
KWM
8
KFG Wealth Management
Indiana
$3.24M +$1.46M +41,486 +82%
ASN
9
Advisory Services Network
Georgia
$3.12M +$3.12M +88,534 New
KAS
10
Kestra Advisory Services
Texas
$2.99M +$829K +23,527 +38%
IWM
11
IMG Wealth Management
Florida
$2.14M +$2.14M +60,644 New
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$2.01M +$1.37M +38,898 +214%
Osaic Holdings
13
Osaic Holdings
Arizona
$1.92M +$1.66M +47,158 +638%
CVA
14
Central Valley Advisors
California
$1.72M +$681K +19,320 +65%
FA
15
Fermata Advisors
California
$1.63M +$1.38M +39,146 +547%
SPC
16
Sigma Planning Corp
Michigan
$1.61M +$1.61M +45,545 New
Truist Financial
17
Truist Financial
North Carolina
$1.59M +$184K +5,224 +13%
LPL Financial
18
LPL Financial
California
$1.57M +$10.9K +309 +0.7%
Carson Wealth (CWM LLC)
19
Carson Wealth (CWM LLC)
Nebraska
$1.55M +$461K +13,069 +42%
SAG
20
SageView Advisory Group
California
$1.43M +$1.43M +40,455 New
BFC
21
Bedel Financial Consulting
Indiana
$1.35M -$1.83K -52 -0.1%
AWM
22
AE Wealth Management
Kansas
$1.21M +$220K +6,243 +22%
AF
23
Allworth Financial
California
$1.16M +$1.13M +32,130 +11,353%
MML Investors Services
24
MML Investors Services
Massachusetts
$1.09M +$1.09M +30,979 New
BFG
25
Berger Financial Group
Minnesota
$991K +$730K +20,721 +281%
1
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UOCT Hedge Fund Activity: Q4 2024 in Review

80 of the 7,592 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF October (UOCT) for Q4 2024, worth a combined $132M — up 197% from $44.6M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new UOCT positions and 4 closed out — a net gain of 21 holders — while 29 added to existing stakes and 13 trimmed.

The largest buyer was Brookstone Capital Management, adding an estimated $29.2M. The largest seller was WCG Wealth Advisors, exiting entirely with an estimated $471K sold.

  • 80 institutional investors held Innovator US Equity Ultra Buffer ETF October (UOCT) as of Q4 2024, up from 60 in Q3 2024.
  • Funds reported $132M of Innovator US Equity Ultra Buffer ETF October stock for Q4 2024, up 197% quarter-over-quarter.
  • 25 funds opened new Innovator US Equity Ultra Buffer ETF October positions in Q4 2024 and 4 closed out, a net change of +21 holders.
  • The largest Innovator US Equity Ultra Buffer ETF October buyer in Q4 2024 was Brookstone Capital Management, an estimated $29.2M added.
  • The largest Innovator US Equity Ultra Buffer ETF October seller in Q4 2024 was WCG Wealth Advisors, an estimated $471K sold.

Based on aggregated 13F filings for Q4 2024.