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Innovator US Equity Ultra Buffer ETF October

40 hedge funds and large institutions have $42.6M invested in Innovator US Equity Ultra Buffer ETF October in 2023 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 6 increasing their positions, 18 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more capital invested

Capital invested by funds: $39.5M → $42.6M (+$3.1M)

8.76% less ownership

Funds ownership: 43.68%34.92% (-8.8%)

20% less funds holding

Funds holding: 5040 (-10)

67% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 18

71% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 14

Holders
40
Holders Change
-10
Holders Change %
-20%
% of All Funds
0.63%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
6
Reduced
18
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BCM
1
Brookstone Capital Management
Illinois
$12.3M +$11.4M +376,774 +1,357%
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$9.64M -$315K -10,431 -3%
PCA
3
Prosperity Capital Advisors
Ohio
$3.21M +$220K +7,277 +7%
KWM
4
KFG Wealth Management
Indiana
$1.79M -$10.4K -345 -0.6%
BFC
5
Bedel Financial Consulting
Indiana
$1.43M -$103K -3,403 -7%
CF
6
Centaurus Financial
California
$1.41M -$25.4K -842 -2%
LPL Financial
7
LPL Financial
California
$1.13M +$537K +17,794 +93%
Osaic Holdings
8
Osaic Holdings
Arizona
$1.12M -$493K -16,326 -31%
CAG
9
Compass Advisory Group
New York
$1.08M -$75.1K -2,488 -7%
TC
10
TownSquare Capital
Utah
$828K +$124K +4,095 +18%
MCC
11
Money Concepts Capital
Florida
$811K -$15.3K -506 -2%
AWM
12
AE Wealth Management
Kansas
$793K -$13.5K -446 -2%
Betterment LLC
13
Betterment LLC
New York
$720K +$19.7K +652 +3%
USCWA
14
U.S. Capital Wealth Advisors
Texas
$591K -$427K -14,141 -42%
AAS
15
Avantax Advisory Services
Texas
$545K -$23.4K -775 -4%
MFG
16
MTM Financial Group
Pennsylvania
$544K
BWM
17
Brown Wealth Management
Illinois
$503K
WWA
18
WCG Wealth Advisors
Nevada
$448K +$443K +14,686 New
AIC
19
Archer Investment Corporation
Indiana
$411K +$52.8K +1,750 +15%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$356K
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$340K -$869K -28,811 -72%
Morgan Stanley
22
Morgan Stanley
New York
$305K
Wealth Enhancement Advisory Services
23
Wealth Enhancement Advisory Services
Minnesota
$295K +$292K +9,671 New
KAS
24
Kestra Advisory Services
Texas
$258K -$26.7K -885 -9%
SAG
25
SageView Advisory Group
California
$228K -$178K -5,891 -44%

UOCT Hedge Fund Activity: Q3 2023 in Review

40 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF October (UOCT) for Q3 2023, worth a combined $42.6M — up 7.8% from $39.5M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of UOCT and 4 opened new positions — a net loss of 10 holders — while 18 trimmed existing stakes and 6 added.

The largest buyer was Brookstone Capital Management, adding an estimated $11.4M. The largest seller was Axxcess Wealth Management, exiting entirely with an estimated $2.25M sold.

  • 40 institutional investors held Innovator US Equity Ultra Buffer ETF October (UOCT) as of Q3 2023, down from 50 in Q2 2023.
  • Funds reported $42.6M of Innovator US Equity Ultra Buffer ETF October stock for Q3 2023, up 7.8% quarter-over-quarter.
  • 4 funds opened new Innovator US Equity Ultra Buffer ETF October positions in Q3 2023 and 14 closed out, a net change of -10 holders.
  • The largest Innovator US Equity Ultra Buffer ETF October buyer in Q3 2023 was Brookstone Capital Management, an estimated $11.4M added.
  • The largest Innovator US Equity Ultra Buffer ETF October seller in Q3 2023 was Axxcess Wealth Management, an estimated $2.25M sold.

Based on aggregated 13F filings for Q3 2023.