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Innovator US Equity Ultra Buffer ETF October

69 hedge funds and large institutions have $88.7M invested in Innovator US Equity Ultra Buffer ETF October in 2025 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 18 increasing their positions, 22 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.73% more ownership

Funds ownership: 62.95%63.68% (+0.73%)

12% less funds holding

Funds holding: 7869 (-9)

13% less capital invested

Capital invested by funds: $102M → $88.7M (-$13.3M)

18% less repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 22

50% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 16

Holders
69
Holders Change
-9
Holders Change %
-11.54%
% of All Funds
0.91%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
18
Reduced
22
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
1
Commonwealth Equity Services
Massachusetts
$12.3M -$230K -6,094 -2%
PCA
2
Prosperity Capital Advisors
Ohio
$8.32M +$490K +12,996 +6%
Mercer Global Advisors
3
Mercer Global Advisors
Colorado
$4.44M +$4.35M +115,518 New
Carson Wealth (CWM LLC)
4
Carson Wealth (CWM LLC)
Nebraska
$4.32M +$33K +876 +0.8%
KAS
5
Kestra Advisory Services
Texas
$3.49M +$898K +23,828 +36%
ASN
6
Advisory Services Network
Georgia
$3.34M
BCM
7
Brookstone Capital Management
Illinois
$3.04M +$817K +21,685 +38%
IWM
8
IHT Wealth Management
Illinois
$2.81M -$747K -19,824 -21%
IWM
9
IMG Wealth Management
Florida
$2.67M +$285K +7,571 +12%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$2.64M +$718K +19,072 +38%
CVA
11
Central Valley Advisors
California
$2.37M +$541K +14,364 +30%
Osaic Holdings
12
Osaic Holdings
Arizona
$2.33M -$378K -10,037 -14%
KWM
13
KFG Wealth Management
Indiana
$2.25M -$292K -7,764 -12%
LPL Financial
14
LPL Financial
California
$2.05M +$224K +5,939 +13%
AF
15
Allworth Financial
California
$2.04M
BCI
16
Brinker Capital Investments
Pennsylvania
$1.91M +$258K +6,860 +16%
Truist Financial
17
Truist Financial
North Carolina
$1.7M -$32.6K -865 -2%
SAG
18
SageView Advisory Group
California
$1.67M
WTFG
19
Wood Tarver Financial Group
Idaho
$1.66M -$123K -3,270 -7%
Cetera Investment Advisers
20
Cetera Investment Advisers
Illinois
$1.53M +$188K +4,996 +14%
BFC
21
Bedel Financial Consulting
Indiana
$1.39M -$35.9K -953 -3%
Raymond James Financial
22
Raymond James Financial
Florida
$1.16M -$12.4M -329,161 -92%
SA
23
Sonoma Allocations
California
$997K +$980K +26,027 New
AWM
24
AE Wealth Management
Kansas
$996K +$23.1K +612 +2%
CAG
25
Compass Advisory Group
New York
$936K -$29.7K -788 -3%

UOCT Hedge Fund Activity: Q3 2025 in Review

69 of the 7,621 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF October (UOCT) for Q3 2025, worth a combined $88.7M — down 13% from $102M a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of UOCT and 8 opened new positions — a net loss of 8 holders — while 22 trimmed existing stakes and 18 added.

The largest buyer was Mercer Global Advisors, opening a new position worth an estimated $4.35M. The largest seller was Raymond James Financial, cutting an estimated $12.4M.

  • 69 institutional investors held Innovator US Equity Ultra Buffer ETF October (UOCT) as of Q3 2025, down from 78 in Q2 2025.
  • Funds reported $88.7M of Innovator US Equity Ultra Buffer ETF October stock for Q3 2025, down 13% quarter-over-quarter.
  • 8 funds opened new Innovator US Equity Ultra Buffer ETF October positions in Q3 2025 and 16 closed out, a net change of -8 holders.
  • The largest Innovator US Equity Ultra Buffer ETF October buyer in Q3 2025 was Mercer Global Advisors, an estimated $4.35M added.
  • The largest Innovator US Equity Ultra Buffer ETF October seller in Q3 2025 was Raymond James Financial, an estimated $12.4M sold.

Based on aggregated 13F filings for Q3 2025.