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Innovator US Equity Ultra Buffer ETF October

27 hedge funds and large institutions have $33.5M invested in Innovator US Equity Ultra Buffer ETF October in 2020 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 3 increasing their positions, 12 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

7% less funds holding

Funds holding: 2927 (-2)

12.12% less ownership

Funds ownership: 44.42%32.3% (-12%)

25% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 8

48% less capital invested

Capital invested by funds: $64.9M → $33.5M (-$31.4M)

75% less funds holding in top 10

Funds holding in top 10: 41 (-3)

75% less repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 12

Holders
27
Holders Change
-2
Holders Change %
-6.9%
% of All Funds
0.55%
Holding in Top 10
1
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-75%
% of All Funds
0.02%
New
6
Increased
3
Reduced
12
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LJAC
1
L.J. Altfest & Co
New York
$11.9M -$7.77M -319,438 -40%
HighTower Advisors
2
HighTower Advisors
Illinois
$6.03M -$20.2K -831 -0.3%
Carson Wealth (CWM LLC)
3
Carson Wealth (CWM LLC)
Nebraska
$2.68M
Mariner
4
Mariner
Kansas
$1.79M +$1.75M +71,790 New
BFC
5
Bedel Financial Consulting
Indiana
$1.51M -$373K -15,353 -20%
Osaic Holdings
6
Osaic Holdings
Arizona
$1.04M +$227K +9,355 +29%
CAN
7
Cetera Advisor Networks
California
$854K -$77K -3,167 -8%
DLHL
8
Donald L. Hagan LLC
Florida
$848K -$265K -10,896 -24%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$830K -$55.9K -2,300 -6%
OMC
10
Old Mission Capital
Illinois
$715K +$698K +28,691 New
KA
11
Kovack Advisors
Florida
$700K -$132K -5,417 -16%
CPIG
12
Chicago Partners Investment Group
Illinois
$618K -$230K -9,468 -28%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$550K -$41.1K -1,692 -7%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$550K +$536K +22,059 New
BMM
15
Berkshire Money Management
Massachusetts
$449K +$438K +18,010 New
MWM
16
Maltin Wealth Management
New Jersey
$448K
LNC
17
Lincoln National Corp
Pennsylvania
$400K -$12.4K -509 -3%
Jane Street
18
Jane Street
New York
$299K -$398K -16,358 -58%
LPL Financial
19
LPL Financial
California
$276K
AAP
20
Arax Advisory Partners
Colorado
$228K
Wolverine Trading
21
Wolverine Trading
Illinois
$226K +$222K +9,151 New
CWG
22
Cornerstone Wealth Group
North Carolina
$218K
WCG
23
Weaver Consulting Group
California
$218K
UBS Group
24
UBS Group
Switzerland
$43K +$7.73K +318 +22%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$41K +$16.1K +661 +66%

UOCT Hedge Fund Activity: Q2 2020 in Review

27 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF October (UOCT) for Q2 2020, worth a combined $33.5M — down 48% from $64.9M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of UOCT and 6 opened new positions — a net loss of 2 holders — while 12 trimmed existing stakes and 3 added.

The largest buyer was Mariner, opening a new position worth an estimated $1.75M. The largest seller was Investment Security Group, exiting entirely with an estimated $18.9M sold.

  • 27 institutional investors held Innovator US Equity Ultra Buffer ETF October (UOCT) as of Q2 2020, down from 29 in Q1 2020.
  • Funds reported $33.5M of Innovator US Equity Ultra Buffer ETF October stock for Q2 2020, down 48% quarter-over-quarter.
  • 6 funds opened new Innovator US Equity Ultra Buffer ETF October positions in Q2 2020 and 8 closed out, a net change of -2 holders.
  • The largest Innovator US Equity Ultra Buffer ETF October buyer in Q2 2020 was Mariner, an estimated $1.75M added.
  • The largest Innovator US Equity Ultra Buffer ETF October seller in Q2 2020 was Investment Security Group, an estimated $18.9M sold.

Based on aggregated 13F filings for Q2 2020.