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Innovator US Equity Ultra Buffer ETF October
UOCT

41 hedge funds and large institutions have $18M invested in Innovator US Equity Ultra Buffer ETF October in 2021 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 8 increasing their positions, 4 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

375% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 4

111% more capital invested

Capital invested by funds: $8.56M → $18M (+$9.47M)

100% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 4

52% more funds holding

Funds holding: 27 → 41 (+14)

9.47% more ownership

Funds ownership: 16.36% → 25.83% (+9.5%)

Holders
41
Holders Change
+14
Holders Change %
+51.85%
% of All Funds
0.63%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
19
Increased
8
Reduced
4
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
HCM
Hudson Capital Management
New Jersey
+$5.54M
2
FA
Fermata Advisors
California
+$700K
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$384K
4
CA
Cetera Advisors
Colorado
+$380K
5
HI
Harbour Investments
Wisconsin
+$236K

Top Sellers

1
JWCA
J.W. Cole Advisors
Florida
-$1.16M
2
KA
Kovack Advisors
Florida
-$270K
3
LJAC
L.J. Altfest & Co
New York
-$229K
4
Wolverine Trading
Wolverine Trading
Illinois
-$206K
5
BFC
Bedel Financial Consulting
Indiana
-$30K
Name Holding Trade Value Shares
Change 		Change in
Stake
HCM
1
Hudson Capital Management
New Jersey
$5.58M +$5.54M +195,790 New
BFC
2
Bedel Financial Consulting
Indiana
$1.46M -$30K -1,060 -2%
FA
3
Fermata Advisors
California
$706K +$700K +24,765 New
LPL Financial
4
LPL Financial
California
$597K – – –
OMC
5
Old Mission Capital
Illinois
$590K +$196K +6,926 +50%
VWA
6
V Wealth Advisors
Kansas
$566K – – –
AWA
7
Arete Wealth Advisors
Illinois
$504K -$15.1K -535 -3%
AIC
8
Archer Investment Corporation
Indiana
$478K +$46.1K +1,629 +11%
CFCI
9
Comprehensive Financial Consultants Institutional
Indiana
$477K +$483K +17,082 New
Cetera Investment Advisers
10
Cetera Investment Advisers
Illinois
$466K – – –
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$460K -$11.3K -400 -2%
Carson Wealth (CWM LLC)
12
Carson Wealth (CWM LLC)
Nebraska
$450K +$446K +15,765 New
SB
13
Strategic Blueprint
Georgia
$435K +$223K +7,901 +107%
WMS
14
Wealth Management Solutions
Pennsylvania
$422K +$419K +14,812 New
MCC
15
Money Concepts Capital
Florida
$405K +$402K +14,201 New
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
$387K +$384K +13,588 New
CA
17
Cetera Advisors
Colorado
$383K +$380K +13,446 New
Osaic Holdings
18
Osaic Holdings
Arizona
$372K +$204K +7,232 +124%
AAS
19
Ameritas Advisory Services
Nebraska
$302K +$300K +10,600 New
Morgan Stanley
20
Morgan Stanley
New York
$294K +$9.25K +327 +3%
ETIA
21
Epic Trust Investment Advisors
Washington
$278K +$276K +9,750 New
CAN
22
Cetera Advisor Networks
California
$276K – – –
KAS
23
Kestra Advisory Services
Texas
$251K – – –
HI
24
Harbour Investments
Wisconsin
$238K +$236K +8,332 New
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$234K +$233K +8,231 New
1
2

UOCT Hedge Fund Activity: Q4 2021 in Review

41 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF October (UOCT) for Q4 2021, worth a combined $18M — up 111% from $8.56M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new UOCT positions and 4 closed out — a net gain of 15 holders — while 8 added to existing stakes and 4 trimmed.

The largest buyer was Hudson Capital Management, opening a new position worth an estimated $5.54M. The largest seller was J.W. Cole Advisors, exiting entirely with an estimated $1.16M sold.

  • 41 institutional investors held Innovator US Equity Ultra Buffer ETF October (UOCT) as of Q4 2021, up from 27 in Q3 2021.
  • Funds reported $18M of Innovator US Equity Ultra Buffer ETF October stock for Q4 2021, up 111% quarter-over-quarter.
  • 19 funds opened new Innovator US Equity Ultra Buffer ETF October positions in Q4 2021 and 4 closed out, a net change of +15 holders.
  • The largest Innovator US Equity Ultra Buffer ETF October buyer in Q4 2021 was Hudson Capital Management, an estimated $5.54M added.
  • The largest Innovator US Equity Ultra Buffer ETF October seller in Q4 2021 was J.W. Cole Advisors, an estimated $1.16M sold.

Based on aggregated 13F filings for Q4 2021.