We are live on ! Find out more
UOCT icon

Innovator US Equity Ultra Buffer ETF October

56 hedge funds and large institutions have $57.9M invested in Innovator US Equity Ultra Buffer ETF October in 2023 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 16 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

533% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 3

78% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 9

40% more funds holding

Funds holding: 4056 (+16)

36% more capital invested

Capital invested by funds: $42.6M → $57.9M (+$15.2M)

18.75% more ownership

Funds ownership: 34.92%53.67% (+19%)

Holders
56
Holders Change
+16
Holders Change %
+40%
% of All Funds
0.82%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
19
Increased
16
Reduced
9
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BCM
1
Brookstone Capital Management
Illinois
$14.3M +$1.16M +37,058 +9%
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$10.8M +$519K +16,626 +5%
PCA
3
Prosperity Capital Advisors
Ohio
$3.75M +$331K +10,586 +10%
KWM
4
KFG Wealth Management
Indiana
$1.62M -$264K -8,454 -14%
BFC
5
Bedel Financial Consulting
Indiana
$1.51M
OMC
6
Old Mission Capital
Illinois
$1.48M +$1.43M +45,765 New
KAS
7
Kestra Advisory Services
Texas
$1.34M +$1.03M +33,078 +391%
Truist Financial
8
Truist Financial
North Carolina
$1.34M +$1.29M +41,375 New
LPL Financial
9
LPL Financial
California
$1.24M +$48.5K +1,553 +4%
Osaic Holdings
10
Osaic Holdings
Arizona
$1.24M +$46.7K +1,497 +4%
MCC
11
Money Concepts Capital
Florida
$1.09M +$218K +6,982 +26%
CAG
12
Compass Advisory Group
New York
$1.01M -$129K -4,122 -12%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$983K +$600K +19,212 +172%
TC
14
TownSquare Capital
Utah
$975K +$92.8K +2,971 +11%
HI
15
Harbour Investments
Wisconsin
$946K +$685K +21,944 +301%
AWM
16
AE Wealth Management
Kansas
$927K +$71.7K +2,295 +9%
Betterment LLC
17
Betterment LLC
New York
$889K +$121K +3,890 +16%
AWA
18
Arete Wealth Advisors
Illinois
$855K +$825K +26,412 New
CF
19
Centaurus Financial
California
$836K -$633K -20,282 -44%
CVA
20
Central Valley Advisors
California
$652K +$629K +20,129 New
Morgan Stanley
21
Morgan Stanley
New York
$647K +$312K +10,000 +100%
SWM
22
Spire Wealth Management
Virginia
$607K +$421K +13,486 +264%
MFG
23
MTM Financial Group
Pennsylvania
$577K
CA
24
Continuum Advisory
Idaho
$573K +$552K +17,694 New
LIWM
25
Long Island Wealth Management
New York
$570K +$549K +17,596 New

UOCT Hedge Fund Activity: Q4 2023 in Review

56 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF October (UOCT) for Q4 2023, worth a combined $57.9M — up 36% from $42.6M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new UOCT positions and 3 closed out — a net gain of 16 holders — while 16 added to existing stakes and 9 trimmed.

The largest buyer was Old Mission Capital, opening a new position worth an estimated $1.43M. The largest seller was Centaurus Financial, cutting an estimated $633K.

  • 56 institutional investors held Innovator US Equity Ultra Buffer ETF October (UOCT) as of Q4 2023, up from 40 in Q3 2023.
  • Funds reported $57.9M of Innovator US Equity Ultra Buffer ETF October stock for Q4 2023, up 36% quarter-over-quarter.
  • 19 funds opened new Innovator US Equity Ultra Buffer ETF October positions in Q4 2023 and 3 closed out, a net change of +16 holders.
  • The largest Innovator US Equity Ultra Buffer ETF October buyer in Q4 2023 was Old Mission Capital, an estimated $1.43M added.
  • The largest Innovator US Equity Ultra Buffer ETF October seller in Q4 2023 was Centaurus Financial, an estimated $633K sold.

Based on aggregated 13F filings for Q4 2023.