We are live on ! Find out more
UOCT icon

Innovator US Equity Ultra Buffer ETF October

27 hedge funds and large institutions have $8.56M invested in Innovator US Equity Ultra Buffer ETF October in 2021 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 3 increasing their positions, 15 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

16% less funds holding

Funds holding: 3227 (-5)

16.4% less ownership

Funds ownership: 32.76%16.36% (-16%)

57% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 7

60% less capital invested

Capital invested by funds: $21.2M → $8.56M (-$12.7M)

80% less repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 15

Holders
27
Holders Change
-5
Holders Change %
-15.63%
% of All Funds
0.47%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
3
Reduced
15
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BFC
1
Bedel Financial Consulting
Indiana
$1.45M -$17.9K -645 -1%
JWCA
2
J.W. Cole Advisors
Florida
$1.16M +$1.01M +36,301 New
LPL Financial
3
LPL Financial
California
$582K +$30.5K +1,097 +6%
VWA
4
V Wealth Advisors
Kansas
$552K +$1.11K +40 +0.2%
AWA
5
Arete Wealth Advisors
Illinois
$506K -$58.3K -2,100 -10%
Janney Montgomery Scott
6
Janney Montgomery Scott
Pennsylvania
$459K -$143K -5,147 -24%
Cetera Investment Advisers
7
Cetera Investment Advisers
Illinois
$454K -$33.1K -1,192 -7%
AIC
8
Archer Investment Corporation
Indiana
$420K -$62.6K -2,255 -13%
OMC
9
Old Mission Capital
Illinois
$383K -$434K -15,623 -53%
AIC
10
Ameritas Investment Company
Nebraska
$298K -$24.5K -881 -8%
Morgan Stanley
11
Morgan Stanley
New York
$278K
KA
12
Kovack Advisors
Florida
$270K
CAN
13
Cetera Advisor Networks
California
$269K -$42.8K -1,540 -14%
KAS
14
Kestra Advisory Services
Texas
$245K -$37.2K -1,340 -13%
LJAC
15
L.J. Altfest & Co
New York
$229K -$349K -12,569 -60%
HighTower Advisors
16
HighTower Advisors
Illinois
$212K -$39.3K -1,416 -16%
Wolverine Trading
17
Wolverine Trading
Illinois
$206K +$206K +7,407 New
SB
18
Strategic Blueprint
Georgia
$205K +$147K +5,303 +257%
Osaic Holdings
19
Osaic Holdings
Arizona
$162K -$86.7K -3,122 -35%
Koshinski Asset Management
20
Koshinski Asset Management
Illinois
$98.6K +$98.6K +3,550 New
AAP
21
Arax Advisory Partners
Colorado
$39K -$216K -7,772 -85%
BBPWM
22
Blue Bell Private Wealth Management
Pennsylvania
$23K -$621K -22,347 -96%
CFD
23
Creative Financial Designs
Indiana
$22K
SWM
24
Spire Wealth Management
Virginia
$19K
NFG
25
Next Financial Group
Texas
$14K

UOCT Hedge Fund Activity: Q3 2021 in Review

27 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF October (UOCT) for Q3 2021, worth a combined $8.56M — down 60% from $21.2M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of UOCT and 3 opened new positions — a net loss of 4 holders — while 15 trimmed existing stakes and 3 added.

The largest buyer was J.W. Cole Advisors, opening a new position worth an estimated $1.01M. The largest seller was Citadel Advisors, exiting entirely with an estimated $4.94M sold.

  • 27 institutional investors held Innovator US Equity Ultra Buffer ETF October (UOCT) as of Q3 2021, down from 32 in Q2 2021.
  • Funds reported $8.56M of Innovator US Equity Ultra Buffer ETF October stock for Q3 2021, down 60% quarter-over-quarter.
  • 3 funds opened new Innovator US Equity Ultra Buffer ETF October positions in Q3 2021 and 7 closed out, a net change of -4 holders.
  • The largest Innovator US Equity Ultra Buffer ETF October buyer in Q3 2021 was J.W. Cole Advisors, an estimated $1.01M added.
  • The largest Innovator US Equity Ultra Buffer ETF October seller in Q3 2021 was Citadel Advisors, an estimated $4.94M sold.

Based on aggregated 13F filings for Q3 2021.