We are live on ! Find out more
UOCT icon

Innovator US Equity Ultra Buffer ETF October

51 hedge funds and large institutions have $793M invested in Innovator US Equity Ultra Buffer ETF October in 2022 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 10 increasing their positions, 10 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,798% more capital invested

Capital invested by funds: $41.8M → $793M (+$752M)

300% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 5

42% more funds holding

Funds holding: 3651 (+15)

0% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 10

3.1% less ownership

Funds ownership: 50.58%47.48% (-3.1%)

Holders
51
Holders Change
+15
Holders Change %
+41.67%
% of All Funds
0.82%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
20
Increased
10
Reduced
10
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AWA
1
Arete Wealth Advisors
Illinois
$741M -$154K -5,689 -17%
BCM
2
Brookstone Capital Management
Illinois
$14.8M +$1.87M +69,190 +15%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$9.19M +$7.93M +293,229 +672%
Osaic Holdings
4
Osaic Holdings
Arizona
$3.99M -$3.39M -125,441 -46%
AWM
5
Axxcess Wealth Management
California
$2.13M +$2.11M +78,200 New
KWM
6
KFG Wealth Management
Indiana
$1.99M +$1.97M +72,961 New
PCA
7
Prosperity Capital Advisors
Ohio
$1.54M +$1.53M +56,618 New
BFC
8
Bedel Financial Consulting
Indiana
$1.39M -$16.6K -614 -1%
CAG
9
Compass Advisory Group
New York
$1.12M -$388K -14,356 -26%
MCC
10
Money Concepts Capital
Florida
$918K +$526K +19,442 +137%
USCWA
11
U.S. Capital Wealth Advisors
Texas
$886K +$878K +32,479 New
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
$844K -$9.2K -340 -1%
AWM
13
AE Wealth Management
Kansas
$807K +$171K +6,328 +27%
RPGK
14
Retirement Planning Group (Kansas)
Kansas
$781K +$775K +28,642 New
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$685K +$679K +25,121 New
SAG
16
SageView Advisory Group
California
$646K +$640K +23,666 New
Betterment LLC
17
Betterment LLC
New York
$636K -$332K -12,273 -34%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$602K +$596K +22,054 New
OMC
19
Old Mission Capital
Illinois
$556K +$551K +20,387 New
LPL Financial
20
LPL Financial
California
$547K
Wolverine Trading
21
Wolverine Trading
Illinois
$527K +$523K +19,331 New
Citadel Advisors
22
Citadel Advisors
Florida
$508K +$504K +18,637 New
CA
23
Cetera Advisors
Colorado
$499K
MML Investors Services
24
MML Investors Services
Massachusetts
$498K +$494K +18,268 New
MFG
25
MTM Financial Group
Pennsylvania
$486K +$482K +17,818 New

UOCT Hedge Fund Activity: Q4 2022 in Review

51 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF October (UOCT) for Q4 2022, worth a combined $793M — up 1,798% from $41.8M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new UOCT positions and 5 closed out — a net gain of 15 holders — while 10 added to existing stakes and 10 trimmed.

The largest buyer was Commonwealth Equity Services, adding an estimated $7.93M. The largest seller was Soltis Investment Advisors, exiting entirely with an estimated $8.18M sold.

  • 51 institutional investors held Innovator US Equity Ultra Buffer ETF October (UOCT) as of Q4 2022, up from 36 in Q3 2022.
  • Funds reported $793M of Innovator US Equity Ultra Buffer ETF October stock for Q4 2022, up 1,798% quarter-over-quarter.
  • 20 funds opened new Innovator US Equity Ultra Buffer ETF October positions in Q4 2022 and 5 closed out, a net change of +15 holders.
  • The largest Innovator US Equity Ultra Buffer ETF October buyer in Q4 2022 was Commonwealth Equity Services, an estimated $7.93M added.
  • The largest Innovator US Equity Ultra Buffer ETF October seller in Q4 2022 was Soltis Investment Advisors, an estimated $8.18M sold.

Based on aggregated 13F filings for Q4 2022.