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Innovator US Equity Ultra Buffer ETF October
UOCT

Overview Fund Activity

23 hedge funds and large institutions have $28.3M invested in Innovator US Equity Ultra Buffer ETF October in 2019 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 7 increasing their positions, 4 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
23
Holders Change
+3
Holders Change %
+15%
% of All Funds
0.5%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
9
Increased
7
Reduced
4
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
ACM
Avalon Capital Management
California
+$2.05M
2
AIC
Ameritas Investment Company
Nebraska
+$1.3M
3
EWM
Elmwood Wealth Management
California
+$1.13M
4
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
+$594K
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$584K

Top Sellers

1
SI
Stephens Inc
Arkansas
-$1.88M
2
AG
Advisor Group
Arizona
-$1.32M
3
ACM
Arlington Capital Management
Illinois
-$1.28M
4
LTFS
Ladenburg Thalmann Financial Services
Florida
-$1.14M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
ACM
1
Avalon Capital Management
California
$8.78M +$2.05M +84,893 +31%
CAN
2
Cetera Advisor Networks
California
$3.19M +$390K +16,137 +14%
Carson Wealth (CWM LLC)
3
Carson Wealth (CWM LLC)
Nebraska
$2.68M -$832K -30,016 -24%
BFC
4
Bedel Financial Consulting
Indiana
$1.89M +$250K +10,350 +15%
KP
5
Keel Point
Alabama
$1.52M +$18.1K +750 +1%
AIC
6
Ameritas Investment Company
Nebraska
$1.3M +$1.3M +53,701 New
AG
7
Advisor Group
Arizona
$1.23M -$1.32M -54,399 -52%
EWM
8
Elmwood Wealth Management
California
$1.13M +$1.13M +46,675 New
Jane Street
9
Jane Street
New York
$1.07M +$393K +16,241 +58%
CPIG
10
Chicago Partners Investment Group
Illinois
$904K – – –
SG Americas Securities
11
SG Americas Securities
New York
$605K – – –
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$594K +$594K +24,568 New
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$584K +$584K +24,175 New
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$581K -$1.14M -47,255 -66%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$568K -$16.3K -674 -3%
FFN
16
Focus Financial Network
Minnesota
$480K +$480K +19,855 New
WCG
17
Weaver Consulting Group
California
$446K +$446K +18,160 New
LNC
18
Lincoln National Corp
Pennsylvania
$401K +$401K +16,558 New
TC
19
Telemus Capital
Michigan
$214K – – –
GWM
20
Geneos Wealth Management
Colorado
$100K +$68.3K +2,830 +216%
Northwestern Mutual Wealth Management
21
Northwestern Mutual Wealth Management
Wisconsin
$9K +$9K +361 New
APC
22
Aspire Private Capital
North Carolina
$2K +$2K +81 New
Koshinski Asset Management
23
Koshinski Asset Management
Illinois
$722 +$132 +5,440 +22%
SI
24
Stephens Inc
Arkansas
– -$1.88M -81,701 Closed
ACM
25
Arlington Capital Management
Illinois
– -$1.28M -55,520 Closed
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