Advisor Group’s Innovator US Equity Ultra Buffer ETF October UOCT Stock Holding History

Advisor Group’s Portfolio UOCT Stock Details UOCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$832K	Sell	33,339 -11,226	-25%	-$280K	0.01%	1333
2019 Q3	$1.11M	Sell	44,565 -11,352	-20%	-$282K	0.01%	1080
2019 Q2	$1.39M	Buy	55,917 +5,228	+10%	+$128K	0.01%	934
2019 Q1	$1.23M	Sell	50,689 -54,399	-52%	-$1.29M	0.01%	972
2018 Q4	$2.42M	Buy	+105,088	New	+$2.5M	0.02%	558

Other funds holding UOCT

ACM

Avalon Capital Management Port Of Redwood City, California $423M AUM 54.12% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

BFC

Bedel Financial Consulting Indianapolis, Indiana $888M AUM 19.91% 1-Year Est. Return

AIC

Ameritas Investment Company Lincoln, Nebraska $2.17B AUM 26.5% 1-Year Est. Return

Kovack Advisors Ft. Lauderdale, Florida $1.87B AUM 29.51% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

DLHL

Donald L. Hagan LLC Sarasota, Florida $204M AUM 7.4% 1-Year Est. Return

Advisor Group's UOCT Position: Q4 2019 in Review

Advisor Group reduced its Innovator US Equity Ultra Buffer ETF October (UOCT) stake by 25% in Q4 2019, selling an estimated $280K and leaving 33,339 shares worth $832K. The position accounts for 0.01% of the portfolio, ranked #1333.

Advisor Group first reported a position in UOCT in Q4 2018 and has held it in 5 quarters since. The position peaked at $2.42M in Q4 2018. 30 funds tracked by Wall St. Rank hold UOCT as of Q4 2019.

Advisor Group held 33,339 shares of Innovator US Equity Ultra Buffer ETF October worth $832K as of Q4 2019.
Advisor Group sold 11,226 Innovator US Equity Ultra Buffer ETF October shares in Q4 2019, an estimated $280K.
Innovator US Equity Ultra Buffer ETF October made up 0.01% of Advisor Group's portfolio in Q4 2019, its #1333 holding.
Advisor Group first reported a position in Innovator US Equity Ultra Buffer ETF October in Q4 2018 and has held it in 5 quarters since.
Advisor Group's Innovator US Equity Ultra Buffer ETF October position peaked at $2.42M in Q4 2018.
30 funds tracked by Wall St. Rank held Innovator US Equity Ultra Buffer ETF October as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.