HighTower Advisors’s Innovator US Equity Ultra Buffer ETF October UOCT Stock Holding History

HighTower Advisors’s Portfolio UOCT Stock Details UOCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$264K	Hold	6,909	–	–	﹤0.01%	3284
2025 Q4	$270K	Buy	+6,909	New	+$267K	﹤0.01%	3133
2022 Q2	–	Sell	-7,361	Closed	-$208K	–	3552
2022 Q1	$208K	Sell	7,361 -578	-7%	-$16.2K	﹤0.01%	2826
2021 Q4	$224K	Buy	7,939 +316	+4%	+$8.94K	﹤0.01%	2677
2021 Q3	$212K	Sell	7,623 -1,416	-16%	-$39.3K	﹤0.01%	2672
2021 Q2	$250K	Hold	9,039	–	–	﹤0.01%	2501
2021 Q1	$247K	Sell	9,039 -1,906	-17%	-$51.4K	﹤0.01%	2435
2020 Q4	$294K	Sell	10,945 -222,196	-95%	-$5.88M	﹤0.01%	1944
2020 Q3	$6.05M	Sell	233,141 -9,043	-4%	-$231K	0.03%	488
2020 Q2	$6.03M	Sell	242,184 -831	-0.3%	-$20.2K	0.03%	458
2020 Q1	$5.59M	Buy	243,015 +282	+0.1%	+$6.89K	0.04%	412
2019 Q4	$6.05M	Buy	+242,733	New	+$6.05M	0.04%	477

Other funds holding UOCT

BCM

Brookstone Capital Management Wheaton, Illinois $9.99B AUM 23.61% 1-Year Est. Return

TPW

Talon Private Wealth The Villages, Florida $753M AUM

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

PCA

Prosperity Capital Advisors Westlake, Ohio $2.03B AUM 23.67% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

KWM

KFG Wealth Management Granger, Indiana $886M AUM 15.98% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return

ASN

Advisory Services Network Atlanta, Georgia $7.52B AUM 29.01% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

SWM

Spire Wealth Management Mclean, Virginia $3.31B AUM 38.78% 1-Year Est. Return

HighTower Advisors's UOCT Position: Q1 2026 in Review

HighTower Advisors held its Innovator US Equity Ultra Buffer ETF October (UOCT) position steady in Q1 2026 at 6,909 shares worth $264K. The position accounts for ﹤0.01% of the portfolio, ranked #3284.

HighTower Advisors first reported a position in UOCT in Q4 2019 and has held it in 12 quarters since. The position peaked at $6.05M in Q3 2020. 91 funds tracked by Wall St. Rank hold UOCT as of Q1 2026.

HighTower Advisors held 6,909 shares of Innovator US Equity Ultra Buffer ETF October worth $264K as of Q1 2026.
HighTower Advisors left its Innovator US Equity Ultra Buffer ETF October share count unchanged in Q1 2026.
Innovator US Equity Ultra Buffer ETF October made up ﹤0.01% of HighTower Advisors's portfolio in Q1 2026, its #3284 holding.
HighTower Advisors first reported a position in Innovator US Equity Ultra Buffer ETF October in Q4 2019 and has held it in 12 quarters since.
HighTower Advisors's Innovator US Equity Ultra Buffer ETF October position peaked at $6.05M in Q3 2020.
91 funds tracked by Wall St. Rank held Innovator US Equity Ultra Buffer ETF October as of Q1 2026.

Based on HighTower Advisors's 13F filing for Q1 2026, filed 5 May 2026.