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Innovator US Equity Ultra Buffer ETF October
UOCT

94 hedge funds and large institutions have $168M invested in Innovator US Equity Ultra Buffer ETF October in 2025 Q4 according to their latest regulatory filings, with 30 funds opening new positions, 35 increasing their positions, 17 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

500% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 5

106% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 17

90% more capital invested

Capital invested by funds: $88.7M → $168M (+$79.8M)

36% more funds holding

Funds holding: 69 → 94 (+25)

7.05% more ownership

Funds ownership: 63.68% → 70.73% (+7.1%)

Holders
94
Holders Change
+25
Holders Change %
+36.23%
% of All Funds
1.14%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
30
Increased
35
Reduced
17
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BCM
Brookstone Capital Management
Illinois
+$61.5M
2
KWM
KFG Wealth Management
Indiana
+$3.04M
3
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$2.62M
4
SWM
Spire Wealth Management
Virginia
+$2.52M
5
FIA
Foundations Investment Advisors
Arizona
+$1.35M

Top Sellers

1
PCA
Prosperity Capital Advisors
Ohio
-$2.95M
2
IWM
IHT Wealth Management
Illinois
-$2.28M
3
AF
Allworth Financial
California
-$1.14M
4
Citadel Advisors
Citadel Advisors
Florida
-$800K
5
Mercer Global Advisors
Mercer Global Advisors
Colorado
-$315K
Name Holding Trade Value Shares
Change 		Change in
Stake
BCM
1
Brookstone Capital Management
Illinois
$65.2M +$61.5M +1,590,102 +2,011%
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$15.1M +$2.62M +67,771 +21%
PCA
3
Prosperity Capital Advisors
Ohio
$5.47M -$2.95M -76,328 -35%
KWM
4
KFG Wealth Management
Indiana
$5.35M +$3.04M +78,557 +134%
Carson Wealth (CWM LLC)
5
Carson Wealth (CWM LLC)
Nebraska
$4.78M +$386K +9,967 +9%
Mercer Global Advisors
6
Mercer Global Advisors
Colorado
$4.19M -$315K -8,143 -7%
KAS
7
Kestra Advisory Services
Texas
$3.55M +$4.95K +128 +0.1%
ASN
8
Advisory Services Network
Georgia
$3.54M +$147K +3,800 +4%
SWM
9
Spire Wealth Management
Virginia
$3.39M +$2.52M +65,197 +301%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$2.86M +$181K +4,678 +7%
Osaic Holdings
11
Osaic Holdings
Arizona
$2.78M +$391K +10,109 +17%
IWM
12
IMG Wealth Management
Florida
$2.6M -$107K -2,767 -4%
CVA
13
Central Valley Advisors
California
$2.43M +$14.5K +375 +0.6%
BCI
14
Brinker Capital Investments
Pennsylvania
$2.11M +$169K +4,360 +9%
LPL Financial
15
LPL Financial
California
$2.11M +$20.4K +528 +1%
FIA
16
Foundations Investment Advisors
Arizona
$2.07M +$1.35M +34,810 +191%
Raymond James Financial
17
Raymond James Financial
Florida
$1.96M +$773K +19,984 +66%
SAG
18
SageView Advisory Group
California
$1.89M +$192K +4,971 +11%
Cetera Investment Advisers
19
Cetera Investment Advisers
Illinois
$1.83M +$269K +6,965 +17%
Truist Financial
20
Truist Financial
North Carolina
$1.71M -$11.6K -299 -0.7%
WTFG
21
Wood Tarver Financial Group
Idaho
$1.61M -$73K -1,887 -4%
SA
22
Sonoma Allocations
California
$1.54M +$506K +13,076 +50%
MML Investors Services
23
MML Investors Services
Massachusetts
$1.49M +$1.12M +28,961 +311%
BFC
24
Bedel Financial Consulting
Indiana
$1.41M – – –
BFG
25
Berger Financial Group
Minnesota
$1.33M +$804K +20,779 +156%
1
2 3 4

UOCT Hedge Fund Activity: Q4 2025 in Review

94 of the 8,223 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF October (UOCT) for Q4 2025, worth a combined $168M — up 90% from $88.7M a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new UOCT positions and 5 closed out — a net gain of 25 holders — while 35 added to existing stakes and 17 trimmed.

The largest buyer was Brookstone Capital Management, adding an estimated $61.5M. The largest seller was Prosperity Capital Advisors, cutting an estimated $2.95M.

  • 94 institutional investors held Innovator US Equity Ultra Buffer ETF October (UOCT) as of Q4 2025, up from 69 in Q3 2025.
  • Funds reported $168M of Innovator US Equity Ultra Buffer ETF October stock for Q4 2025, up 90% quarter-over-quarter.
  • 30 funds opened new Innovator US Equity Ultra Buffer ETF October positions in Q4 2025 and 5 closed out, a net change of +25 holders.
  • The largest Innovator US Equity Ultra Buffer ETF October buyer in Q4 2025 was Brookstone Capital Management, an estimated $61.5M added.
  • The largest Innovator US Equity Ultra Buffer ETF October seller in Q4 2025 was Prosperity Capital Advisors, an estimated $2.95M sold.

Based on aggregated 13F filings for Q4 2025.