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Innovator US Equity Ultra Buffer ETF October

30 hedge funds and large institutions have $37.6M invested in Innovator US Equity Ultra Buffer ETF October in 2019 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 8 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 5

24% more capital invested

Capital invested by funds: $30.3M → $37.6M (+$7.36M)

11% more funds holding

Funds holding: 2730 (+3)

1.49% more ownership

Funds ownership: 26.78%28.27% (+1.5%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

11% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 9

Holders
30
Holders Change
+3
Holders Change %
+11.11%
% of All Funds
0.59%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
8
Increased
8
Reduced
9
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ACM
1
Avalon Capital Management
California
$12.3M -$154K -6,175 -1%
HighTower Advisors
2
HighTower Advisors
Illinois
$6.05M +$6.05M +242,733 New
Carson Wealth (CWM LLC)
3
Carson Wealth (CWM LLC)
Nebraska
$2.68M
FAAS
4
First Allied Advisory Services
California
$2.59M +$20.9K +840 +0.8%
BFC
5
Bedel Financial Consulting
Indiana
$1.9M -$59.5K -2,388 -3%
AIC
6
Ameritas Investment Company
Nebraska
$1.24M +$1.04M +41,612 +508%
KA
7
Kovack Advisors
Florida
$1.06M -$106K -4,241 -9%
CAN
8
Cetera Advisor Networks
California
$914K -$440K -17,667 -32%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$902K -$39.5K -1,585 -4%
DLHL
10
Donald L. Hagan LLC
Florida
$855K -$43.8K -1,758 -5%
CPIG
11
Chicago Partners Investment Group
Illinois
$851K -$30.8K -1,237 -4%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$837K +$353K +14,169 +73%
AG
13
Advisor Group
Arizona
$832K -$280K -11,226 -25%
Citadel Advisors
14
Citadel Advisors
Florida
$767K +$766K +30,734 New
HF
15
HRT Financial
New York
$708K +$328K +13,157 +86%
OMC
16
Old Mission Capital
Illinois
$637K +$636K +25,518 New
Wolverine Trading
17
Wolverine Trading
Illinois
$478K +$478K +19,186 New
LNC
18
Lincoln National Corp
Pennsylvania
$413K
WCG
19
Weaver Consulting Group
California
$321K -$132K -5,283 -29%
SIA
20
Soltis Investment Advisors
Utah
$281K +$281K +11,274 New
AAP
21
Arax Advisory Partners
Colorado
$229K +$50 +2 +0%
CWG
22
Cornerstone Wealth Group
North Carolina
$218K
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$194K +$143K +5,739 +281%
IA
24
IFP Advisors
Florida
$183K +$179K +7,181 +2,992%
MWM
25
Maltin Wealth Management
New Jersey
$83K +$83.3K +3,345 New

UOCT Hedge Fund Activity: Q4 2019 in Review

30 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF October (UOCT) for Q4 2019, worth a combined $37.6M — up 24% from $30.3M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new UOCT positions and 5 closed out — a net gain of 3 holders — while 8 added to existing stakes and 9 trimmed.

The largest buyer was HighTower Advisors, opening a new position worth an estimated $6.05M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $905K sold.

  • 30 institutional investors held Innovator US Equity Ultra Buffer ETF October (UOCT) as of Q4 2019, up from 27 in Q3 2019.
  • Funds reported $37.6M of Innovator US Equity Ultra Buffer ETF October stock for Q4 2019, up 24% quarter-over-quarter.
  • 8 funds opened new Innovator US Equity Ultra Buffer ETF October positions in Q4 2019 and 5 closed out, a net change of +3 holders.
  • The largest Innovator US Equity Ultra Buffer ETF October buyer in Q4 2019 was HighTower Advisors, an estimated $6.05M added.
  • The largest Innovator US Equity Ultra Buffer ETF October seller in Q4 2019 was Susquehanna International Group, an estimated $905K sold.

Based on aggregated 13F filings for Q4 2019.