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Innovator US Equity Ultra Buffer ETF October

29 hedge funds and large institutions have $32.1M invested in Innovator US Equity Ultra Buffer ETF October in 2020 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 2 increasing their positions, 15 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 5

7% more funds holding

Funds holding: 2729 (+2)

0.68% more ownership

Funds ownership: 32.3%32.98% (+0.68%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

4% less capital invested

Capital invested by funds: $33.5M → $32.1M (-$1.41M)

87% less repeat investments, than reductions

Existing positions increased: 2 | Existing positions reduced: 15

Holders
29
Holders Change
+2
Holders Change %
+7.41%
% of All Funds
0.59%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
7
Increased
2
Reduced
15
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LJAC
1
L.J. Altfest & Co
New York
$12.6M +$156K +6,104 +1%
HighTower Advisors
2
HighTower Advisors
Illinois
$6.05M -$231K -9,043 -4%
Carson Wealth (CWM LLC)
3
Carson Wealth (CWM LLC)
Nebraska
$2.68M
Mariner
4
Mariner
Kansas
$1.77M -$95.3K -3,729 -5%
BFC
5
Bedel Financial Consulting
Indiana
$1.37M -$199K -7,788 -13%
Osaic Holdings
6
Osaic Holdings
Arizona
$963K -$117K -4,571 -11%
CAN
7
Cetera Advisor Networks
California
$890K
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$837K -$26.8K -1,048 -3%
Citadel Advisors
9
Citadel Advisors
Florida
$654K +$643K +25,185 New
CPIG
10
Chicago Partners Investment Group
Illinois
$634K
BBPWM
11
Blue Bell Private Wealth Management
Pennsylvania
$554K +$545K +21,314 New
MWM
12
Maltin Wealth Management
New Jersey
$441K -$26K -1,019 -6%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$414K -$156K -6,112 -28%
LNC
14
Lincoln National Corp
Pennsylvania
$396K -$20.2K -790 -5%
Jane Street
15
Jane Street
New York
$380K +$67.2K +2,631 +22%
KA
16
Kovack Advisors
Florida
$324K -$399K -15,631 -56%
LPL Financial
17
LPL Financial
California
$257K -$29.9K -1,170 -11%
CWG
18
Cornerstone Wealth Group
North Carolina
$227K
AAP
19
Arax Advisory Partners
Colorado
$215K -$22.7K -887 -10%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$204K +$201K +7,861 New
WCG
21
Weaver Consulting Group
California
$153K -$72.1K -2,822 -32%
NFG
22
Next Financial Group
Texas
$30K +$29.6K +1,158 New
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$26K -$16.9K -661 -40%
CFD
24
Creative Financial Designs
Indiana
$21K +$20.4K +800 New
EWM
25
Elmwood Wealth Management
California
$12K

UOCT Hedge Fund Activity: Q3 2020 in Review

29 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF October (UOCT) for Q3 2020, worth a combined $32.1M — down 4.2% from $33.5M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new UOCT positions and 5 closed out — a net gain of 2 holders — while 2 added to existing stakes and 15 trimmed.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $643K. The largest seller was Donald L. Hagan LLC, exiting entirely with an estimated $848K sold.

  • 29 institutional investors held Innovator US Equity Ultra Buffer ETF October (UOCT) as of Q3 2020, up from 27 in Q2 2020.
  • Funds reported $32.1M of Innovator US Equity Ultra Buffer ETF October stock for Q3 2020, down 4.2% quarter-over-quarter.
  • 7 funds opened new Innovator US Equity Ultra Buffer ETF October positions in Q3 2020 and 5 closed out, a net change of +2 holders.
  • The largest Innovator US Equity Ultra Buffer ETF October buyer in Q3 2020 was Citadel Advisors, an estimated $643K added.
  • The largest Innovator US Equity Ultra Buffer ETF October seller in Q3 2020 was Donald L. Hagan LLC, an estimated $848K sold.

Based on aggregated 13F filings for Q3 2020.