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Innovator US Equity Ultra Buffer ETF October

78 hedge funds and large institutions have $182M invested in Innovator US Equity Ultra Buffer ETF October in 2025 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 21 increasing their positions, 26 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

38% more capital invested

Capital invested by funds: $132M → $182M (+$50M)

17.89% more ownership

Funds ownership: 73%90.89% (+18%)

3% less funds holding

Funds holding: 8078 (-2)

19% less repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 26

22% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 9

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
78
Holders Change
-2
Holders Change %
-2.5%
% of All Funds
1.05%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.01%
New
7
Increased
21
Reduced
26
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BCM
1
Brookstone Capital Management
Illinois
$54.8M +$25.3M +714,617 +82%
TPW
2
Talon Private Wealth
Florida
$32.8M +$23.8M +672,237 +244%
Raymond James Financial
3
Raymond James Financial
Florida
$12.3M -$576K -16,275 -4%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$11.3M -$95.8K -2,707 -0.8%
PCA
5
Prosperity Capital Advisors
Ohio
$6.56M +$528K +14,912 +9%
EMAM
6
Encompass More Asset Management
California
$5.8M +$101K +2,857 +2%
IWM
7
IHT Wealth Management
Illinois
$3.82M +$3.4M +96,085 +702%
Carson Wealth (CWM LLC)
8
Carson Wealth (CWM LLC)
Nebraska
$3.01M +$1.53M +43,329 +99%
ASN
9
Advisory Services Network
Georgia
$3M -$58.4K -1,650 -2%
KWM
10
KFG Wealth Management
Indiana
$2.9M -$282K -7,973 -9%
KAS
11
Kestra Advisory Services
Texas
$2.75M -$182K -5,152 -6%
ATS
12
Ashton Thomas Securities
New York
$2.19M +$2.25M +63,458 New
IWM
13
IMG Wealth Management
Florida
$2.11M +$15.5K +437 +0.7%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$1.9M -$73.9K -2,089 -4%
DLHL
15
Donald L. Hagan LLC
Florida
$1.88M -$1.65M -46,682 -46%
Osaic Holdings
16
Osaic Holdings
Arizona
$1.87M -$20.1K -569 -1%
AF
17
Allworth Financial
California
$1.76M +$678K +19,144 +59%
CVA
18
Central Valley Advisors
California
$1.69M -$850 -24 -0%
Truist Financial
19
Truist Financial
North Carolina
$1.56M +$602 +17 +0%
LPL Financial
20
LPL Financial
California
$1.55M +$16.1K +456 +1%
SAG
21
SageView Advisory Group
California
$1.4M
BFC
22
Bedel Financial Consulting
Indiana
$1.3M
Cetera Investment Advisers
23
Cetera Investment Advisers
Illinois
$1.25M +$914K +25,806 +247%
FA
24
Fermata Advisors
California
$1.11M -$501K -14,164 -31%
MML Investors Services
25
MML Investors Services
Massachusetts
$1.07M

UOCT Hedge Fund Activity: Q1 2025 in Review

78 of the 7,457 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF October (UOCT) for Q1 2025, worth a combined $182M — up 38% from $132M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of UOCT and 7 opened new positions — a net loss of 2 holders — while 26 trimmed existing stakes and 21 added.

The largest buyer was Brookstone Capital Management, adding an estimated $25.3M. The largest seller was Donald L. Hagan LLC, cutting an estimated $1.65M.

  • 78 institutional investors held Innovator US Equity Ultra Buffer ETF October (UOCT) as of Q1 2025, down from 80 in Q4 2024.
  • Funds reported $182M of Innovator US Equity Ultra Buffer ETF October stock for Q1 2025, up 38% quarter-over-quarter.
  • 7 funds opened new Innovator US Equity Ultra Buffer ETF October positions in Q1 2025 and 9 closed out, a net change of -2 holders.
  • The largest Innovator US Equity Ultra Buffer ETF October buyer in Q1 2025 was Brookstone Capital Management, an estimated $25.3M added.
  • The largest Innovator US Equity Ultra Buffer ETF October seller in Q1 2025 was Donald L. Hagan LLC, an estimated $1.65M sold.

Based on aggregated 13F filings for Q1 2025.