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Innovator US Equity Ultra Buffer ETF October

33 hedge funds and large institutions have $23.3M invested in Innovator US Equity Ultra Buffer ETF October in 2021 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 5 increasing their positions, 15 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.12% more ownership

Funds ownership: 30.51%31.63% (+1.1%)

0% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 5

3% less funds holding

Funds holding: 3433 (-1)

19% less capital invested

Capital invested by funds: $28.7M → $23.3M (-$5.34M)

67% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 15

Holders
33
Holders Change
-1
Holders Change %
-2.94%
% of All Funds
0.58%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
5
Reduced
15
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TWM
1
Tradition Wealth Management
Minnesota
$3.37M -$4.65M -172,312 -58%
Citadel Advisors
2
Citadel Advisors
Florida
$2.93M +$1.33M +49,233 +85%
Carson Wealth (CWM LLC)
3
Carson Wealth (CWM LLC)
Nebraska
$2.68M
Mariner
4
Mariner
Kansas
$1.65M -$73K -2,706 -4%
BBPWM
5
Blue Bell Private Wealth Management
Pennsylvania
$1.53M -$58.2K -2,158 -4%
BFC
6
Bedel Financial Consulting
Indiana
$1.44M -$5.02K -186 -0.4%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$1.41M +$21.7K +804 +2%
LJAC
8
L.J. Altfest & Co
New York
$832K -$461K -17,094 -36%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$800K -$87K -3,223 -10%
AWA
10
Arete Wealth Advisors
Illinois
$554K
AIC
11
Archer Investment Corporation
Indiana
$554K -$58.2K -2,155 -10%
Wolverine Trading
12
Wolverine Trading
Illinois
$506K +$94.9K +3,515 +23%
Cetera Investment Advisers
13
Cetera Investment Advisers
Illinois
$478K
Osaic Holdings
14
Osaic Holdings
Arizona
$446K -$465K -17,217 -51%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$438K -$13.5K -500 -3%
VWA
16
V Wealth Advisors
Kansas
$424K +$419K +15,541 New
Jane Street
17
Jane Street
New York
$406K +$180K +6,666 +81%
MCC
18
Money Concepts Capital
Florida
$404K
LPL Financial
19
LPL Financial
California
$356K -$7.31K -271 -2%
CAN
20
Cetera Advisor Networks
California
$332K -$581K -21,519 -64%
MWM
21
Maltin Wealth Management
New Jersey
$296K -$27.4K -1,016 -9%
KAS
22
Kestra Advisory Services
Texas
$280K -$3.1K -115 -1%
Morgan Stanley
23
Morgan Stanley
New York
$273K
KA
24
Kovack Advisors
Florida
$265K -$23.3K -864 -8%
HighTower Advisors
25
HighTower Advisors
Illinois
$247K -$51.4K -1,906 -17%

UOCT Hedge Fund Activity: Q1 2021 in Review

33 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF October (UOCT) for Q1 2021, worth a combined $23.3M — down 19% from $28.7M a quarter earlier.

Fund positioning in UOCT was balanced in Q1 2021: 5 funds opened new positions, 5 closed out, 5 added to existing stakes and 15 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $1.33M. The largest seller was Tradition Wealth Management, cutting an estimated $4.65M.

  • 33 institutional investors held Innovator US Equity Ultra Buffer ETF October (UOCT) as of Q1 2021, down from 34 in Q4 2020.
  • Funds reported $23.3M of Innovator US Equity Ultra Buffer ETF October stock for Q1 2021, down 19% quarter-over-quarter.
  • 5 funds opened new Innovator US Equity Ultra Buffer ETF October positions in Q1 2021 and 5 closed out, a net change of 0 holders.
  • The largest Innovator US Equity Ultra Buffer ETF October buyer in Q1 2021 was Citadel Advisors, an estimated $1.33M added.
  • The largest Innovator US Equity Ultra Buffer ETF October seller in Q1 2021 was Tradition Wealth Management, an estimated $4.65M sold.

Based on aggregated 13F filings for Q1 2021.