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Innovator US Equity Ultra Buffer ETF October
UOCT

Overview Fund Activity

29 hedge funds and large institutions have $64.9M invested in Innovator US Equity Ultra Buffer ETF October in 2020 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 5 increasing their positions, 8 reducing their positions, and 5 closing their positions.

Holders
29
Holders Change
-1
Holders Change %
-3.33%
% of All Funds
0.64%
Holding in Top 10
4
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+100%
% of All Funds
0.09%
New
6
Increased
5
Reduced
8
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
ISG
1
Investment Security Group
Colorado
$18.9M
2
LJAC
2
L.J. Altfest & Co
New York
$18.4M
3
Citadel Advisors
3
Citadel Advisors
Florida
$1.84M
4
MWM
4
MinichMacGregor Wealth Management
New York
$1.07M
5
Osaic Holdings
5
Osaic Holdings
Arizona
$743K

Top Sellers

1
ACM
1
Avalon Capital Management
California
$5.57M
2
FAAS
2
First Allied Advisory Services
California
$0
3
HF
3
HRT Financial
New York
$0
4
OMC
4
Old Mission Capital
Illinois
$0
5
Wolverine Trading
5
Wolverine Trading
Illinois
$0
Name Market Value Shares Shares
Change 		Shares
Change %
ISG
1
Investment Security Group
Colorado
$18.9M 820,592 +820,592 New
LJAC
2
L.J. Altfest & Co
New York
$18.4M 798,698 +798,698 New
HighTower Advisors
3
HighTower Advisors
Illinois
$5.59M 243,015 +282 +0.1%
ACM
4
Avalon Capital Management
California
$5.57M 242,149 -249,347 -51%
Carson Wealth (CWM LLC)
5
Carson Wealth (CWM LLC)
Nebraska
$2.68M 96,579 – –
Citadel Advisors
6
Citadel Advisors
Florida
$1.84M 79,884 +49,150 +160%
BFC
7
Bedel Financial Consulting
Indiana
$1.75M 76,056 – –
DLHL
8
Donald L. Hagan LLC
Florida
$1.07M 44,928 +10,861 +32%
MWM
9
MinichMacGregor Wealth Management
New York
$1.07M 44,928 +44,928 New
CAN
10
Cetera Advisor Networks
California
$861K 37,423 +677 +2%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$819K 35,593 -575 -2%
CPIG
12
Chicago Partners Investment Group
Illinois
$818K 33,870 – –
KA
13
Kovack Advisors
Florida
$771K 33,526 -8,925 -21%
AIC
14
Ameritas Investment Company
Nebraska
$746K 32,708 -17,095 -34%
Osaic Holdings
15
Osaic Holdings
Arizona
$743K 32,284 +32,284 New
Jane Street
16
Jane Street
New York
$652K 28,349 +28,349 New
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$546K 23,771 -9,808 -29%
MWM
18
Maltin Wealth Management
New Jersey
$414K 17,995 +14,650 +438%
LNC
19
Lincoln National Corp
Pennsylvania
$381K 16,558 – –
SIA
20
Soltis Investment Advisors
Utah
$259K 11,274 – –
LPL Financial
21
LPL Financial
California
$255K 11,069 +11,069 New
AAP
22
Arax Advisory Partners
Colorado
$211K 9,160 – –
WCG
23
Weaver Consulting Group
California
$201K 8,727 -4,150 -32%
CWG
24
Cornerstone Wealth Group
North Carolina
$201K 8,729 – –
IA
25
IFP Advisors
Florida
$119K 5,105 -2,316 -31%
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