HRT Financial’s Innovator US Equity Ultra Buffer ETF October UOCT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-28,418	Closed	-$708K	–	1267
2019 Q4	$708K	Buy	28,418 +13,157	+86%	+$328K	0.03%	402
2019 Q3	$380K	Buy	+15,261	New	+$380K	0.02%	714