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Innovator US Equity Ultra Buffer ETF October

27 hedge funds and large institutions have $30.3M invested in Innovator US Equity Ultra Buffer ETF October in 2019 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 6 increasing their positions, 10 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

4% less funds holding

Funds holding: 2827 (-1)

6.49% less ownership

Funds ownership: 33.27%26.78% (-6.5%)

14% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 7

28% less capital invested

Capital invested by funds: $41.9M → $30.3M (-$11.6M)

40% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 10

Holders
27
Holders Change
-1
Holders Change %
-3.57%
% of All Funds
0.59%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
6
Increased
6
Reduced
10
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ACM
1
Avalon Capital Management
California
$12.4M -$1.28M -51,447 -9%
Carson Wealth (CWM LLC)
2
Carson Wealth (CWM LLC)
Nebraska
$2.68M
FAAS
3
First Allied Advisory Services
California
$2.56M +$20.6K +828 +0.8%
BFC
4
Bedel Financial Consulting
Indiana
$1.95M +$14.9K +600 +0.8%
CAN
5
Cetera Advisor Networks
California
$1.35M -$1.7M -68,490 -56%
KA
6
Kovack Advisors
Florida
$1.16M +$602K +24,255 +108%
AG
7
Advisor Group
Arizona
$1.11M -$282K -11,352 -20%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$940K +$154K +6,200 +20%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$905K +$487K +19,628 +118%
DLHL
10
Donald L. Hagan LLC
Florida
$895K +$429K +17,298 +93%
CPIG
11
Chicago Partners Investment Group
Illinois
$878K -$40.5K -1,632 -4%
SPC
12
Sigma Planning Corp
Michigan
$568K +$566K +22,792 New
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$483K -$123K -4,970 -20%
WCG
14
Weaver Consulting Group
California
$459K
LNC
15
Lincoln National Corp
Pennsylvania
$412K
HF
16
HRT Financial
New York
$380K +$379K +15,261 New
KP
17
Keel Point
Alabama
$283K -$1.28M -51,542 -82%
AAP
18
Arax Advisory Partners
Colorado
$228K -$1.51M -60,717 -87%
CWG
19
Cornerstone Wealth Group
North Carolina
$217K -$21.2K -855 -9%
AIC
20
Ameritas Investment Company
Nebraska
$205K +$203K +8,191 New
NFG
21
Next Financial Group
Texas
$69K
DP
22
Denver PWM
Colorado
$52.2K +$52.1K +2,100 New
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$51K
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$25K +$24.8K +1,000 New
GWM
25
Geneos Wealth Management
Colorado
$13K -$86.9K -3,500 -87%

UOCT Hedge Fund Activity: Q3 2019 in Review

27 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF October (UOCT) for Q3 2019, worth a combined $30.3M — down 28% from $41.9M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of UOCT and 6 opened new positions — a net loss of 1 holder — while 10 trimmed existing stakes and 6 added.

The largest buyer was Kovack Advisors, adding an estimated $602K. The largest seller was Jane Street, exiting entirely with an estimated $2.31M sold.

  • 27 institutional investors held Innovator US Equity Ultra Buffer ETF October (UOCT) as of Q3 2019, down from 28 in Q2 2019.
  • Funds reported $30.3M of Innovator US Equity Ultra Buffer ETF October stock for Q3 2019, down 28% quarter-over-quarter.
  • 6 funds opened new Innovator US Equity Ultra Buffer ETF October positions in Q3 2019 and 7 closed out, a net change of -1 holder.
  • The largest Innovator US Equity Ultra Buffer ETF October buyer in Q3 2019 was Kovack Advisors, an estimated $602K added.
  • The largest Innovator US Equity Ultra Buffer ETF October seller in Q3 2019 was Jane Street, an estimated $2.31M sold.

Based on aggregated 13F filings for Q3 2019.