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Innovator US Equity Ultra Buffer ETF October

49 hedge funds and large institutions have $32.3M invested in Innovator US Equity Ultra Buffer ETF October in 2023 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 23 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% less funds holding

Funds holding: 5149 (-2)

4.63% less ownership

Funds ownership: 47.48%42.85% (-4.6%)

20% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 5

61% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 23

96% less capital invested

Capital invested by funds: $793M → $32.3M (-$761M)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
49
Holders Change
-2
Holders Change %
-3.92%
% of All Funds
0.78%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
4
Increased
9
Reduced
23
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Osaic Holdings
1
Osaic Holdings
Arizona
$4.35M +$174K +6,203 +4%
PCA
2
Prosperity Capital Advisors
Ohio
$3.19M +$1.55M +55,376 +98%
AWM
3
Axxcess Wealth Management
California
$2.2M -$32.2K -1,150 -1%
KWM
4
KFG Wealth Management
Indiana
$1.95M -$145K -5,162 -7%
BFC
5
Bedel Financial Consulting
Indiana
$1.46M
BCM
6
Brookstone Capital Management
Illinois
$1.15M -$14M -498,533 -93%
CF
7
Centaurus Financial
California
$1.13M +$1.11M +39,511 New
CAG
8
Compass Advisory Group
New York
$1.11M -$38.5K -1,376 -3%
USCWA
9
U.S. Capital Wealth Advisors
Texas
$1.06M +$129K +4,588 +14%
Cetera Investment Advisers
10
Cetera Investment Advisers
Illinois
$883K
AWA
11
Arete Wealth Advisors
Illinois
$845K +$68.8K +2,455 +9%
RPGK
12
Retirement Planning Group (Kansas)
Kansas
$817K
AWM
13
AE Wealth Management
Kansas
$811K -$31.5K -1,124 -4%
SAG
14
SageView Advisory Group
California
$675K
Betterment LLC
15
Betterment LLC
New York
$659K -$5.66K -202 -0.9%
Citadel Advisors
16
Citadel Advisors
Florida
$621K +$87.9K +3,138 +17%
LPL Financial
17
LPL Financial
California
$576K +$3.59K +128 +0.6%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$575K -$52.7K -1,882 -9%
OMC
19
Old Mission Capital
Illinois
$511K -$69.4K -2,478 -12%
MFG
20
MTM Financial Group
Pennsylvania
$508K
AAS
21
Avantax Advisory Services
Texas
$508K +$11.8K +421 +2%
CFCI
22
Comprehensive Financial Consultants Institutional
Indiana
$498K
MG
23
Mather Group
Illinois
$487K
MML Investors Services
24
MML Investors Services
Massachusetts
$465K -$55.6K -1,983 -11%
VWA
25
V Wealth Advisors
Kansas
$455K -$26.7K -952 -6%

UOCT Hedge Fund Activity: Q1 2023 in Review

49 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF October (UOCT) for Q1 2023, worth a combined $32.3M — down 96% from $793M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of UOCT and 4 opened new positions — a net loss of 1 holder — while 23 trimmed existing stakes and 9 added.

The largest buyer was Prosperity Capital Advisors, adding an estimated $1.55M. The largest seller was Brookstone Capital Management, cutting an estimated $14M.

  • 49 institutional investors held Innovator US Equity Ultra Buffer ETF October (UOCT) as of Q1 2023, down from 51 in Q4 2022.
  • Funds reported $32.3M of Innovator US Equity Ultra Buffer ETF October stock for Q1 2023, down 96% quarter-over-quarter.
  • 4 funds opened new Innovator US Equity Ultra Buffer ETF October positions in Q1 2023 and 5 closed out, a net change of -1 holder.
  • The largest Innovator US Equity Ultra Buffer ETF October buyer in Q1 2023 was Prosperity Capital Advisors, an estimated $1.55M added.
  • The largest Innovator US Equity Ultra Buffer ETF October seller in Q1 2023 was Brookstone Capital Management, an estimated $14M sold.

Based on aggregated 13F filings for Q1 2023.