Innovator US Equity Ultra Buffer ETF October
UOCT
49 hedge funds and large institutions have $41.8M invested in Innovator US Equity Ultra Buffer ETF October in 2023 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 23 reducing their positions, and 5 closing their positions.
4% less funds holding
Funds holding: 51 → 49 (-2)
4.63% less ownership
Funds ownership: 47.48% → 42.85% (-4.6%)
20% less first-time investments, than exits
New positions opened: 4 | Existing positions closed: 5
21% less capital invested
Capital invested by funds: $53.2M → $41.8M (-$11.4M)
61% less repeat investments, than reductions
Existing positions increased: 9 | Existing positions reduced: 23
100% less funds holding in top 10
Funds holding in top 10: 1 → 0 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
PCA
Prosperity Capital Advisors
Westlake,
Ohio
|
+$1.55M |
| 2 |
CF
Centaurus Financial
Anaheim,
California
|
+$1.11M |
| 3 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
+$201K |
| 4 |
AAS
Ameritas Advisory Services
Lincoln,
Nebraska
|
+$199K |
| 5 |
Osaic Holdings
Scottsdale,
Arizona
|
+$174K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
BCM
Brookstone Capital Management
Wheaton,
Illinois
|
-$14M |
| 2 |
CA
Cetera Advisors
Denver,
Colorado
|
-$499K |
| 3 |
MCC
Money Concepts Capital
Palm Beach Gardens,
Florida
|
-$450K |
| 4 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$436K |
| 5 |
SWP
Summit Wealth Partners
Orlando,
Florida
|
-$317K |
UOCT Hedge Fund Activity: Q1 2023 in Review
49 of the 6,283 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF October (UOCT) for Q1 2023, worth a combined $41.8M — down 21% from $53.2M a quarter earlier.
Sellers outnumbered buyers: 5 funds closed out of UOCT and 4 opened new positions — a net loss of 1 holder — while 23 trimmed existing stakes and 9 added.
The largest buyer was Prosperity Capital Advisors, adding an estimated $1.55M. The largest seller was Brookstone Capital Management, cutting an estimated $14M.
- 49 institutional investors held Innovator US Equity Ultra Buffer ETF October (UOCT) as of Q1 2023, down from 51 in Q4 2022.
- Funds reported $41.8M of Innovator US Equity Ultra Buffer ETF October stock for Q1 2023, down 21% quarter-over-quarter.
- 4 funds opened new Innovator US Equity Ultra Buffer ETF October positions in Q1 2023 and 5 closed out, a net change of -1 holder.
- The largest Innovator US Equity Ultra Buffer ETF October buyer in Q1 2023 was Prosperity Capital Advisors, an estimated $1.55M added.
- The largest Innovator US Equity Ultra Buffer ETF October seller in Q1 2023 was Brookstone Capital Management, an estimated $14M sold.
Based on aggregated 13F filings for Q1 2023.