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Innovator US Equity Ultra Buffer ETF October
UOCT

Overview Fund Activity

48 hedge funds and large institutions have $31.8M invested in Innovator US Equity Ultra Buffer ETF October in 2023 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 23 reducing their positions, and 5 closing their positions.

Holders
48
Holders Change
-2
Holders Change %
-4%
% of All Funds
0.77%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
4
Increased
9
Reduced
23
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PCA
1
Prosperity Capital Advisors
Ohio
$3.19M
2
CF
2
Centaurus Financial
California
$1.13M
3
RJA
3
Raymond James & Associates
Florida
$205K
4
AAS
4
Ameritas Advisory Services
Nebraska
$204K
5
Osaic Holdings
5
Osaic Holdings
Arizona
$4.35M

Top Sellers

1
BCM
1
Brookstone Capital Management
Illinois
$1.15M
2
CA
2
Cetera Advisors
Colorado
$0
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$272K
4
MCC
4
Money Concepts Capital
Florida
$347K
5
SWP
5
Summit Wealth Partners
Florida
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Osaic Holdings
1
Osaic Holdings
Arizona
$4.35M 152,632 +6,203 +4%
PCA
2
Prosperity Capital Advisors
Ohio
$3.19M 111,994 +55,376 +98%
AWM
3
Axxcess Wealth Management
California
$2.2M 77,050 -1,150 -1%
KWM
4
KFG Wealth Management
Indiana
$1.95M 67,799 -5,162 -7%
BFC
5
Bedel Financial Consulting
Indiana
$1.46M 51,051 – –
BCM
6
Brookstone Capital Management
Illinois
$1.15M 39,829 -498,533 -93%
CF
7
Centaurus Financial
California
$1.13M 39,511 +39,511 New
CAG
8
Compass Advisory Group
New York
$1.11M 38,859 -1,376 -3%
USCWA
9
U.S. Capital Wealth Advisors
Texas
$1.06M 37,067 +4,588 +14%
Cetera Investment Advisers
10
Cetera Investment Advisers
Illinois
$883K 30,945 – –
AWA
11
Arete Wealth Advisors
Illinois
$845K 29,617 +2,455 +9%
RPGK
12
Retirement Planning Group (Kansas)
Kansas
$817K 28,642 – –
AWM
13
AE Wealth Management
Kansas
$811K 28,443 -1,124 -4%
SAG
14
SageView Advisory Group
California
$675K 23,666 – –
Betterment LLC
15
Betterment LLC
New York
$659K 23,100 -202 -0.9%
Citadel Advisors
16
Citadel Advisors
Florida
$621K 21,775 +3,138 +17%
LPL Financial
17
LPL Financial
California
$576K 20,192 +128 +0.6%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$575K 20,172 -1,882 -9%
OMC
19
Old Mission Capital
Illinois
$511K 17,909 -2,478 -12%
AAS
20
Avantax Advisory Services
Texas
$508K 17,793 +421 +2%
CFCI
21
Comprehensive Financial Consultants Institutional
Indiana
$498K 17,464 – –
MG
22
Mather Group
Illinois
$487K 17,058 – –
MML Investors Services
23
MML Investors Services
Massachusetts
$465K 16,285 -1,983 -11%
VWA
24
V Wealth Advisors
Kansas
$455K 15,961 -952 -6%
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$396K 13,880 -1,300 -9%
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