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Innovator US Equity Ultra Buffer ETF October
UOCT

58 hedge funds and large institutions have $45.7M invested in Innovator US Equity Ultra Buffer ETF October in 2024 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 24 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 5

4% more funds holding

Funds holding: 56 → 58 (+2)

5.61% less ownership

Funds ownership: 53.67% → 48.06% (-5.6%)

21% less capital invested

Capital invested by funds: $57.9M → $45.7M (-$12.2M)

50% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 24

Holders
58
Holders Change
+2
Holders Change %
+3.57%
% of All Funds
0.84%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
12
Reduced
24
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
DIM
Delta Investment Management
California
+$754K
2
KAS
Kestra Advisory Services
Texas
+$679K
3
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
+$512K
4
Jane Street
Jane Street
New York
+$327K
5
RA
RFG Advisory
Alabama
+$207K

Top Sellers

1
BCM
Brookstone Capital Management
Illinois
-$13M
2
OMC
Old Mission Capital
Illinois
-$1.25M
3
HI
Harbour Investments
Wisconsin
-$513K
4
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
-$380K
5
Morgan Stanley
Morgan Stanley
New York
-$330K
Name Holding Trade Value Shares
Change 		Change in
Stake
Commonwealth Equity Services
1
Commonwealth Equity Services
Massachusetts
$11.2M +$1.25K +38 +0%
PCA
2
Prosperity Capital Advisors
Ohio
$3.62M -$266K -8,071 -7%
KAS
3
Kestra Advisory Services
Texas
$2.09M +$679K +20,594 +50%
KWM
4
KFG Wealth Management
Indiana
$1.65M -$28.6K -866 -2%
BCM
5
Brookstone Capital Management
Illinois
$1.61M -$13M -393,805 -89%
BFC
6
Bedel Financial Consulting
Indiana
$1.57M – – –
LPL Financial
7
LPL Financial
California
$1.5M +$203K +6,143 +16%
Truist Financial
8
Truist Financial
North Carolina
$1.39M +$231 +7 +0%
Osaic Holdings
9
Osaic Holdings
Arizona
$1.07M -$207K -6,281 -16%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$1.07M +$49.2K +1,492 +5%
MCC
11
Money Concepts Capital
Florida
$1.04M -$90.4K -2,739 -8%
CAG
12
Compass Advisory Group
New York
$989K -$55.4K -1,680 -5%
AWM
13
AE Wealth Management
Kansas
$967K +$16.3K +494 +2%
Betterment LLC
14
Betterment LLC
New York
$906K -$16.1K -488 -2%
AWA
15
Arete Wealth Advisors
Illinois
$831K -$55K -1,666 -6%
CF
16
Centaurus Financial
California
$828K -$38.4K -1,165 -5%
TC
17
TownSquare Capital
Utah
$778K -$230K -6,967 -23%
DIM
18
Delta Investment Management
California
$768K +$754K +22,871 New
CVA
19
Central Valley Advisors
California
$676K – – –
SWM
20
Spire Wealth Management
Virginia
$624K +$33 +1 +0%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$600K +$9.63K +292 +2%
MFG
22
MTM Financial Group
Pennsylvania
$592K -$6.27K -190 -1%
LIWM
23
Long Island Wealth Management
New York
$591K – – –
CA
24
Continuum Advisory
Idaho
$579K -$18.4K -559 -3%
Cetera Investment Advisers
25
Cetera Investment Advisers
Illinois
$521K +$512K +15,521 New
1
2 3

UOCT Hedge Fund Activity: Q1 2024 in Review

58 of the 6,942 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF October (UOCT) for Q1 2024, worth a combined $45.7M — down 21% from $57.9M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new UOCT positions and 5 closed out — a net gain of 2 holders — while 12 added to existing stakes and 24 trimmed.

The largest buyer was Delta Investment Management, opening a new position worth an estimated $754K. The largest seller was Brookstone Capital Management, cutting an estimated $13M.

  • 58 institutional investors held Innovator US Equity Ultra Buffer ETF October (UOCT) as of Q1 2024, up from 56 in Q4 2023.
  • Funds reported $45.7M of Innovator US Equity Ultra Buffer ETF October stock for Q1 2024, down 21% quarter-over-quarter.
  • 7 funds opened new Innovator US Equity Ultra Buffer ETF October positions in Q1 2024 and 5 closed out, a net change of +2 holders.
  • The largest Innovator US Equity Ultra Buffer ETF October buyer in Q1 2024 was Delta Investment Management, an estimated $754K added.
  • The largest Innovator US Equity Ultra Buffer ETF October seller in Q1 2024 was Brookstone Capital Management, an estimated $13M sold.

Based on aggregated 13F filings for Q1 2024.