Northwestern Mutual Wealth Management’s Innovator US Equity Ultra Buffer ETF October UOCT Stock Holding History

Northwestern Mutual Wealth Management’s Portfolio UOCT Stock Details UOCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q1	–	Sell	-11,728	Closed	-$380K	–	3816
2023 Q4	$380K	Buy	+11,728	New	+$366K	﹤0.01%	1293
2022 Q3	–	Sell	-7,159	Closed	-$189K	–	3415
2022 Q2	$189K	Buy	+7,159	New	+$195K	﹤0.01%	1404
2019 Q2	–	Sell	-361	Closed	-$9K	–	2715
2019 Q1	$9K	Buy	+361	New	+$8.57K	﹤0.01%	1979

Other funds holding UOCT

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

PCA

Prosperity Capital Advisors Westlake, Ohio $1.76B AUM 18.92% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return

KWM

KFG Wealth Management Granger, Indiana $774M AUM 12.78% 1-Year Est. Return

BCM

Brookstone Capital Management Wheaton, Illinois $9.99B AUM 23.61% 1-Year Est. Return

BFC

Bedel Financial Consulting Indianapolis, Indiana $888M AUM 19.91% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Northwestern Mutual Wealth Management's UOCT Position: Q1 2024 in Review

Northwestern Mutual Wealth Management sold out of Innovator US Equity Ultra Buffer ETF October (UOCT) in Q1 2024, closing a stake of 11,728 shares — an estimated $380K sold.

Northwestern Mutual Wealth Management first reported a position in UOCT in Q1 2019 and held it in 3 quarters. The position peaked at $380K in Q4 2023. 58 funds tracked by Wall St. Rank hold UOCT as of Q1 2024.

Northwestern Mutual Wealth Management reported no remaining Innovator US Equity Ultra Buffer ETF October position as of Q1 2024 after selling out during the quarter.
Northwestern Mutual Wealth Management sold 11,728 Innovator US Equity Ultra Buffer ETF October shares in Q1 2024, an estimated $380K.
Northwestern Mutual Wealth Management first reported a position in Innovator US Equity Ultra Buffer ETF October in Q1 2019 and held it in 3 quarters.
Northwestern Mutual Wealth Management's Innovator US Equity Ultra Buffer ETF October position peaked at $380K in Q4 2023.
58 funds tracked by Wall St. Rank held Innovator US Equity Ultra Buffer ETF October as of Q1 2024.

Based on Northwestern Mutual Wealth Management's 13F filing for Q1 2024, filed 15 May 2024.