LPL Financial
UOCT icon

LPL Financial’s Innovator US Equity Ultra Buffer ETF October UOCT Stock Holding History

LPL Financial’s Portfolio UOCT Stock Details UOCT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$2.37M Buy
57,574
+3,734
+7% +$151K ﹤0.01% 3567
2026
Q1 		$2.06M Sell
53,840
-82
-0.2% -$3.2K ﹤0.01% 3489
2025
Q4 		$2.11M Buy
53,922
+528
+1% +$20.4K ﹤0.01% 3363
2025
Q3 		$2.05M Buy
53,394
+5,939
+13% +$224K ﹤0.01% 3296
2025
Q2 		$1.75M Buy
47,455
+2,488
+6% +$87.4K ﹤0.01% 3254
2025
Q1 		$1.55M Buy
44,967
+456
+1% +$16.1K ﹤0.01% 3176
2024
Q4 		$1.57M Buy
44,511
+309
+0.7% +$10.9K ﹤0.01% 3093
2024
Q3 		$1.54M Buy
44,202
+7
+0% +$242 ﹤0.01% 2976
2024
Q2 		$1.51M Sell
44,195
-390
-0.9% -$13.2K ﹤0.01% 2861
2024
Q1 		$1.5M Buy
44,585
+6,143
+16% +$203K ﹤0.01% 2806
2023
Q4 		$1.24M Buy
38,442
+1,553
+4% +$48.5K ﹤0.01% 2863
2023
Q3 		$1.13M Buy
36,889
+17,794
+93% +$537K ﹤0.01% 2794
2023
Q2 		$570K Sell
19,095
-1,097
-5% -$31.9K ﹤0.01% 3328
2023
Q1 		$576K Buy
20,192
+128
+0.6% +$3.59K ﹤0.01% 3207
2022
Q4 		$547K Hold
20,064
– – ﹤0.01% 3175
2022
Q3 		$527K Hold
20,064
– – ﹤0.01% 3110
2022
Q2 		$529K Hold
20,064
– – ﹤0.01% 3150
2022
Q1 		$568K Sell
20,064
-871
-4% -$24.5K ﹤0.01% 3090
2021
Q4 		$597K Hold
20,935
– – ﹤0.01% 3120
2021
Q3 		$582K Buy
20,935
+1,097
+6% +$30.5K ﹤0.01% 3077
2021
Q2 		$550K Buy
19,838
+6,772
+52% +$186K ﹤0.01% 3078
2021
Q1 		$356K Sell
13,066
-271
-2% -$7.31K ﹤0.01% 3337
2020
Q4 		$359K Buy
13,337
+3,438
+35% +$90.9K ﹤0.01% 3062
2020
Q3 		$257K Sell
9,899
-1,170
-11% -$29.9K ﹤0.01% 3015
2020
Q2 		$276K Hold
11,069
– – ﹤0.01% 2898
2020
Q1 		$255K Buy
+11,069
New +$270K ﹤0.01% 2628

Other funds holding UOCT

Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
PCA
Prosperity Capital Advisors Westlake, Ohio $2.03B AUM 15.9% 1-Year Est. Return
Advisory Services Network
Advisory Services Network Atlanta, Georgia $8.83B AUM 38.5% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return
Brookstone Capital Management
Brookstone Capital Management Wheaton, Illinois $9.99B AUM 23.61% 1-Year Est. Return
Kestra Advisory Services
Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return
KWM
KFG Wealth Management Granger, Indiana $886M AUM 15.98% 1-Year Est. Return
Spire Wealth Management
Spire Wealth Management Mclean, Virginia $3.31B AUM 38.78% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return
IWM
IMG Wealth Management Jacksonville, Florida $180M AUM 21.06% 1-Year Est. Return

LPL Financial's UOCT Position: Q2 2026 in Review

LPL Financial increased its Innovator US Equity Ultra Buffer ETF October (UOCT) stake by 6.9% in Q2 2026, buying an estimated $151K and bringing the position to 57,574 shares worth $2.37M. The position accounts for ﹤0.01% of the portfolio, ranked #3567.

LPL Financial first reported a position in UOCT in Q1 2020 and has held it in 26 quarters since. 97 funds tracked by Wall St. Rank hold UOCT as of Q2 2026.

  • LPL Financial held 57,574 shares of Innovator US Equity Ultra Buffer ETF October worth $2.37M as of Q2 2026.
  • LPL Financial bought 3,734 Innovator US Equity Ultra Buffer ETF October shares in Q2 2026, an estimated $151K.
  • Innovator US Equity Ultra Buffer ETF October made up ﹤0.01% of LPL Financial's portfolio in Q2 2026, its #3567 holding.
  • LPL Financial first reported a position in Innovator US Equity Ultra Buffer ETF October in Q1 2020 and has held it in 26 quarters since.
  • 97 funds tracked by Wall St. Rank held Innovator US Equity Ultra Buffer ETF October as of Q2 2026.

Based on LPL Financial's 13F filing for Q2 2026, filed 7 Aug 2026.