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Innovator US Equity Ultra Buffer ETF October

50 hedge funds and large institutions have $39.5M invested in Innovator US Equity Ultra Buffer ETF October in 2023 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 5 increasing their positions, 28 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

22% more capital invested

Capital invested by funds: $32.3M → $39.5M (+$7.24M)

20% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 5

2% more funds holding

Funds holding: 4950 (+1)

0.83% more ownership

Funds ownership: 42.85%43.68% (+0.83%)

82% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 28

Holders
50
Holders Change
+1
Holders Change %
+2.04%
% of All Funds
0.79%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
5
Reduced
28
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
1
Commonwealth Equity Services
Massachusetts
$9.75M -$208K -7,162 -2%
PCA
2
Prosperity Capital Advisors
Ohio
$2.93M -$408K -14,020 -13%
AWM
3
Axxcess Wealth Management
California
$2.25M -$52.4K -1,800 -2%
KWM
4
KFG Wealth Management
Indiana
$1.76M -$260K -8,937 -13%
Osaic Holdings
5
Osaic Holdings
Arizona
$1.59M -$2.9M -99,523 -65%
BFC
6
Bedel Financial Consulting
Indiana
$1.5M -$25.3K -869 -2%
CF
7
Centaurus Financial
California
$1.4M +$217K +7,438 +19%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$1.19M +$803K +27,592 +223%
CAG
9
Compass Advisory Group
New York
$1.13M -$32.5K -1,118 -3%
USCWA
10
U.S. Capital Wealth Advisors
Texas
$1M -$104K -3,575 -10%
RPGK
11
Retirement Planning Group (Kansas)
Kansas
$839K -$16.2K -557 -2%
BCM
12
Brookstone Capital Management
Illinois
$828K -$351K -12,072 -30%
MCC
13
Money Concepts Capital
Florida
$809K +$276K +9,491 +54%
AWA
14
Arete Wealth Advisors
Illinois
$806K -$76.9K -2,641 -9%
AWM
15
AE Wealth Management
Kansas
$790K -$58.4K -2,005 -7%
TC
16
TownSquare Capital
Utah
$688K +$671K +23,046 New
Betterment LLC
17
Betterment LLC
New York
$685K -$4.98K -171 -0.7%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$583K -$19.2K -661 -3%
LPL Financial
19
LPL Financial
California
$570K -$31.9K -1,097 -5%
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$565K +$273K +9,372 +98%
AAS
21
Avantax Advisory Services
Texas
$556K +$24.3K +836 +5%
MFG
22
MTM Financial Group
Pennsylvania
$532K
MG
23
Mather Group
Illinois
$510K
Cetera Investment Advisers
24
Cetera Investment Advisers
Illinois
$505K -$408K -14,030 -45%
BWM
25
Brown Wealth Management
Illinois
$492K +$479K +16,470 New

UOCT Hedge Fund Activity: Q2 2023 in Review

50 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF October (UOCT) for Q2 2023, worth a combined $39.5M — up 22% from $32.3M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new UOCT positions and 5 closed out — a net gain of 1 holder — while 5 added to existing stakes and 28 trimmed.

The largest buyer was Cambridge Investment Research Advisors, adding an estimated $803K. The largest seller was Osaic Holdings, cutting an estimated $2.9M.

  • 50 institutional investors held Innovator US Equity Ultra Buffer ETF October (UOCT) as of Q2 2023, up from 49 in Q1 2023.
  • Funds reported $39.5M of Innovator US Equity Ultra Buffer ETF October stock for Q2 2023, up 22% quarter-over-quarter.
  • 6 funds opened new Innovator US Equity Ultra Buffer ETF October positions in Q2 2023 and 5 closed out, a net change of +1 holder.
  • The largest Innovator US Equity Ultra Buffer ETF October buyer in Q2 2023 was Cambridge Investment Research Advisors, an estimated $803K added.
  • The largest Innovator US Equity Ultra Buffer ETF October seller in Q2 2023 was Osaic Holdings, an estimated $2.9M sold.

Based on aggregated 13F filings for Q2 2023.