Cetera Investment Advisers
UOCT icon

Cetera Investment Advisers’s Innovator US Equity Ultra Buffer ETF October UOCT Stock Holding History

Cetera Investment Advisers’s Portfolio UOCT Stock Details UOCT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$1.79M Sell
46,740
-144
-0.3% -$5.62K ﹤0.01% 2383
2025
Q4 		$1.83M Buy
46,884
+6,965
+17% +$269K ﹤0.01% 2285
2025
Q3 		$1.53M Buy
39,919
+4,996
+14% +$188K ﹤0.01% 2401
2025
Q2 		$1.28M Sell
34,923
-1,343
-4% -$47.2K ﹤0.01% 2170
2025
Q1 		$1.25M Buy
36,266
+25,806
+247% +$914K ﹤0.01% 2089
2024
Q4 		$369K Buy
10,460
+3,345
+47% +$118K ﹤0.01% 2937
2024
Q3 		$248K Sell
7,115
-2,203
-24% -$76.1K ﹤0.01% 3224
2024
Q2 		$319K Sell
9,318
-6,203
-40% -$210K ﹤0.01% 2980
2024
Q1 		$521K Buy
+15,521
New +$512K ﹤0.01% 2570
2023
Q3 		– Sell
-16,915
Closed -$505K – 2301
2023
Q2 		$505K Sell
16,915
-14,030
-45% -$408K ﹤0.01% 1440
2023
Q1 		$883K Hold
30,945
– – 0.01% 1097
2022
Q4 		$844K Sell
30,945
-340
-1% -$9.2K 0.01% 1073
2022
Q3 		$822K Sell
31,285
-460
-1% -$12.3K 0.02% 798
2022
Q2 		$837K Buy
31,745
+15,403
+94% +$420K 0.01% 866
2022
Q1 		$463K Hold
16,342
– – 0.01% 1210
2021
Q4 		$466K Hold
16,342
– – 0.01% 1225
2021
Q3 		$454K Sell
16,342
-1,192
-7% -$33.1K 0.01% 1202
2021
Q2 		$486K Hold
17,534
– – 0.01% 1136
2021
Q1 		$478K Hold
17,534
– – 0.01% 1005
2020
Q4 		$472K Buy
+17,534
New +$464K 0.01% 987

Other funds holding UOCT

BCM
Brookstone Capital Management Wheaton, Illinois $9.96B AUM 23.61% 1-Year Est. Return
TPW
Talon Private Wealth The Villages, Florida $753M AUM
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
PCA
Prosperity Capital Advisors Westlake, Ohio $1.76B AUM 18.92% 1-Year Est. Return
Carson Wealth (CWM LLC)
Carson Wealth (CWM LLC) Omaha, Nebraska $38B AUM 19.66% 1-Year Est. Return
KWM
KFG Wealth Management Granger, Indiana $773M AUM 12.78% 1-Year Est. Return
KAS
Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return
ASN
Advisory Services Network Atlanta, Georgia $7.52B AUM 29.01% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
SWM
Spire Wealth Management Mclean, Virginia $3.31B AUM 38.78% 1-Year Est. Return