Cetera Advisors’s Innovator US Equity Ultra Buffer ETF October UOCT Stock Holding History

Cetera Advisors’s Portfolio UOCT Stock Details UOCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-18,290	Closed	-$499K	–	1721
2022 Q4	$499K	Hold	18,290	–	–	0.01%	974
2022 Q3	$480K	Hold	18,290	–	–	0.01%	798
2022 Q2	$482K	Hold	18,290	–	–	0.01%	856
2022 Q1	$518K	Buy	18,290 +4,844	+36%	+$136K	0.01%	865
2021 Q4	$383K	Buy	+13,446	New	+$380K	0.01%	1005

Other funds holding UOCT

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

PCA

Prosperity Capital Advisors Westlake, Ohio $1.76B AUM 18.92% 1-Year Est. Return

AWM

Axxcess Wealth Management Carlsbad, California $3.12B AUM 21% 1-Year Est. Return

KWM

KFG Wealth Management Granger, Indiana $774M AUM 12.78% 1-Year Est. Return

BFC

Bedel Financial Consulting Indianapolis, Indiana $888M AUM 19.91% 1-Year Est. Return

BCM

Brookstone Capital Management Wheaton, Illinois $9.99B AUM 23.61% 1-Year Est. Return

Centaurus Financial Anaheim, California $2.1B AUM 21.28% 1-Year Est. Return

CAG

Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return

USCWA

U.S. Capital Wealth Advisors Austin, Texas $3.98B AUM 22.36% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Cetera Advisors's UOCT Position: Q1 2023 in Review

Cetera Advisors sold out of Innovator US Equity Ultra Buffer ETF October (UOCT) in Q1 2023, closing a stake of 18,290 shares — an estimated $499K sold.

Cetera Advisors first reported a position in UOCT in Q4 2021 and held it in 5 quarters. The position peaked at $518K in Q1 2022. 49 funds tracked by Wall St. Rank hold UOCT as of Q1 2023.

Cetera Advisors reported no remaining Innovator US Equity Ultra Buffer ETF October position as of Q1 2023 after selling out during the quarter.
Cetera Advisors sold 18,290 Innovator US Equity Ultra Buffer ETF October shares in Q1 2023, an estimated $499K.
Cetera Advisors first reported a position in Innovator US Equity Ultra Buffer ETF October in Q4 2021 and held it in 5 quarters.
Cetera Advisors's Innovator US Equity Ultra Buffer ETF October position peaked at $518K in Q1 2022.
49 funds tracked by Wall St. Rank held Innovator US Equity Ultra Buffer ETF October as of Q1 2023.

Based on Cetera Advisors's 13F filing for Q1 2023, filed 15 May 2023.