First Allied Advisory Services’s Innovator US Equity Ultra Buffer ETF October UOCT Stock Holding History

First Allied Advisory Services’s Portfolio UOCT Stock Details UOCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-103,862	Closed	-$2.59M	–	1228
2019 Q4	$2.59M	Buy	103,862 +840	+0.8%	+$20.9K	0.09%	256
2019 Q3	$2.56M	Buy	103,022 +828	+0.8%	+$20.6K	0.09%	251
2019 Q2	$2.53M	Buy	+102,194	New	+$2.51M	0.09%	255

Other funds holding UOCT

ISG

Investment Security Group Denver, Colorado $252M AUM 28.26% 1-Year Est. Return

LJAC

L.J. Altfest & Co New York $935M AUM 27.19% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

ACM

Avalon Capital Management Port Of Redwood City, California $423M AUM 54.12% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

BFC

Bedel Financial Consulting Indianapolis, Indiana $888M AUM 19.91% 1-Year Est. Return

DLHL

Donald L. Hagan LLC Sarasota, Florida $204M AUM 7.4% 1-Year Est. Return

MWM

MinichMacGregor Wealth Management Saratoga Springs, New York $659M AUM 41.82% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

First Allied Advisory Services's UOCT Position: Q1 2020 in Review

First Allied Advisory Services sold out of Innovator US Equity Ultra Buffer ETF October (UOCT) in Q1 2020, closing a stake of 103,862 shares — an estimated $2.59M sold.

First Allied Advisory Services first reported a position in UOCT in Q2 2019 and held it in 3 quarters. The position peaked at $2.59M in Q4 2019. 29 funds tracked by Wall St. Rank hold UOCT as of Q1 2020.

First Allied Advisory Services reported no remaining Innovator US Equity Ultra Buffer ETF October position as of Q1 2020 after selling out during the quarter.
First Allied Advisory Services sold 103,862 Innovator US Equity Ultra Buffer ETF October shares in Q1 2020, an estimated $2.59M.
First Allied Advisory Services first reported a position in Innovator US Equity Ultra Buffer ETF October in Q2 2019 and held it in 3 quarters.
First Allied Advisory Services's Innovator US Equity Ultra Buffer ETF October position peaked at $2.59M in Q4 2019.
29 funds tracked by Wall St. Rank held Innovator US Equity Ultra Buffer ETF October as of Q1 2020.

Based on First Allied Advisory Services's 13F filing for Q1 2020, filed 8 May 2020.