Raymond James Financial’s Innovator US Equity Ultra Buffer ETF October UOCT Stock Holding History

Raymond James Financial’s Portfolio UOCT Stock Details UOCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$1.87M	Sell	48,824 -1,420	-3%	-$55.4K	﹤0.01%	3414
2025 Q4	$1.96M	Buy	50,244 +19,984	+66%	+$773K	﹤0.01%	3292
2025 Q3	$1.16M	Sell	30,260 -329,161	-92%	-$12.4M	﹤0.01%	3583
2025 Q2	$13.2M	Buy	359,421 +3,125	+0.9%	+$110K	﹤0.01%	1661
2025 Q1	$12.3M	Sell	356,296 -16,275	-4%	-$576K	﹤0.01%	1654
2024 Q4	$13.1M	Buy	+372,571	New	+$13.1M	﹤0.01%	1631

Other funds holding UOCT

BCM

Brookstone Capital Management Wheaton, Illinois $9.99B AUM 23.61% 1-Year Est. Return

TPW

Talon Private Wealth The Villages, Florida $753M AUM

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

PCA

Prosperity Capital Advisors Westlake, Ohio $2.03B AUM 23.67% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

KWM

KFG Wealth Management Granger, Indiana $886M AUM 15.98% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return

ASN

Advisory Services Network Atlanta, Georgia $7.52B AUM 29.01% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

SWM

Spire Wealth Management Mclean, Virginia $3.31B AUM 38.78% 1-Year Est. Return

Raymond James Financial's UOCT Position: Q1 2026 in Review

Raymond James Financial reduced its Innovator US Equity Ultra Buffer ETF October (UOCT) stake by 2.8% in Q1 2026, selling an estimated $55.4K and leaving 48,824 shares worth $1.87M. The position accounts for ﹤0.01% of the portfolio, ranked #3414.

Raymond James Financial first reported a position in UOCT in Q4 2024 and has held it in 6 quarters since. The position peaked at $13.2M in Q2 2025. 92 funds tracked by Wall St. Rank hold UOCT as of Q1 2026.

Raymond James Financial held 48,824 shares of Innovator US Equity Ultra Buffer ETF October worth $1.87M as of Q1 2026.
Raymond James Financial sold 1,420 Innovator US Equity Ultra Buffer ETF October shares in Q1 2026, an estimated $55.4K.
Innovator US Equity Ultra Buffer ETF October made up ﹤0.01% of Raymond James Financial's portfolio in Q1 2026, its #3414 holding.
Raymond James Financial first reported a position in Innovator US Equity Ultra Buffer ETF October in Q4 2024 and has held it in 6 quarters since.
Raymond James Financial's Innovator US Equity Ultra Buffer ETF October position peaked at $13.2M in Q2 2025.
92 funds tracked by Wall St. Rank held Innovator US Equity Ultra Buffer ETF October as of Q1 2026.

Based on Raymond James Financial's 13F filing for Q1 2026, filed 14 May 2026.