Allworth Financial’s Innovator US Equity Ultra Buffer ETF October UOCT Stock Holding History

Allworth Financial’s Portfolio UOCT Stock Details UOCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$896K	Hold	23,438	–	–	﹤0.01%	739
2025 Q4	$915K	Sell	23,438 -29,518	-56%	-$1.14M	﹤0.01%	727
2025 Q3	$2.04M	Hold	52,956	–	–	0.01%	497
2025 Q2	$1.95M	Buy	52,956 +1,399	+3%	+$49.1K	0.01%	488
2025 Q1	$1.76M	Buy	51,557 +19,144	+59%	+$678K	0.01%	425
2024 Q4	$1.16M	Buy	32,413 +32,130	+11,353%	+$1.13M	0.01%	500
2024 Q3	$9.85K	Hold	283	–	–	﹤0.01%	2265
2024 Q2	$9.73K	Buy	+283	New	+$9.57K	﹤0.01%	2226

Other funds holding UOCT

BCM

Brookstone Capital Management Wheaton, Illinois $9.99B AUM 23.61% 1-Year Est. Return

TPW

Talon Private Wealth The Villages, Florida $753M AUM

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

PCA

Prosperity Capital Advisors Westlake, Ohio $1.76B AUM 18.92% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

KWM

KFG Wealth Management Granger, Indiana $774M AUM 12.78% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return

ASN

Advisory Services Network Atlanta, Georgia $7.52B AUM 29.01% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

SWM

Spire Wealth Management Mclean, Virginia $3.31B AUM 38.78% 1-Year Est. Return

Allworth Financial's UOCT Position: Q1 2026 in Review

Allworth Financial held its Innovator US Equity Ultra Buffer ETF October (UOCT) position steady in Q1 2026 at 23,438 shares worth $896K. The position accounts for ﹤0.01% of the portfolio, ranked #739.

Allworth Financial first reported a position in UOCT in Q2 2024 and has held it in 8 quarters since. The position peaked at $2.04M in Q3 2025. 91 funds tracked by Wall St. Rank hold UOCT as of Q1 2026.

Allworth Financial held 23,438 shares of Innovator US Equity Ultra Buffer ETF October worth $896K as of Q1 2026.
Allworth Financial left its Innovator US Equity Ultra Buffer ETF October share count unchanged in Q1 2026.
Innovator US Equity Ultra Buffer ETF October made up ﹤0.01% of Allworth Financial's portfolio in Q1 2026, its #739 holding.
Allworth Financial first reported a position in Innovator US Equity Ultra Buffer ETF October in Q2 2024 and has held it in 8 quarters since.
Allworth Financial's Innovator US Equity Ultra Buffer ETF October position peaked at $2.04M in Q3 2025.
91 funds tracked by Wall St. Rank held Innovator US Equity Ultra Buffer ETF October as of Q1 2026.

Based on Allworth Financial's 13F filing for Q1 2026, filed 15 May 2026.