Ladenburg Thalmann Financial Services’s Innovator US Equity Ultra Buffer ETF October UOCT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2019 Q4	$194K	Buy	7,780 +5,739	+281%	+$143K	﹤0.01%	2531
2019 Q3	$51K	Hold	2,041	–	–	﹤0.01%	3437
2019 Q2	$51K	Sell	2,041 -21,994	-92%	-$550K	﹤0.01%	3455
2019 Q1	$581K	Sell	24,035 -47,255	-66%	-$1.14M	﹤0.01%	1586
2018 Q4	$1.64M	Buy	+71,290	New	+$1.64M	0.01%	760