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Ladenburg Thalmann Financial Services’s Innovator US Equity Ultra Buffer ETF October UOCT Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio UOCT Stock Details UOCT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$194K Buy
7,780
+5,739
+281% +$143K ﹤0.01% 2531
2019
Q3 		$51K Hold
2,041
– – ﹤0.01% 3437
2019
Q2 		$51K Sell
2,041
-21,994
-92% -$539K ﹤0.01% 3455
2019
Q1 		$581K Sell
24,035
-47,255
-66% -$1.12M ﹤0.01% 1586
2018
Q4 		$1.64M Buy
+71,290
New +$1.7M 0.01% 760

Other funds holding UOCT

ACM
Avalon Capital Management Port Of Redwood City, California $423M AUM 54.12% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return
Carson Wealth (CWM LLC)
Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return
FAAS
First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return
BFC
Bedel Financial Consulting Indianapolis, Indiana $1.06B AUM 38.33% 1-Year Est. Return
AIC
Ameritas Investment Company Lincoln, Nebraska $2.17B AUM 26.5% 1-Year Est. Return
KA
Kovack Advisors Ft. Lauderdale, Florida $2.08B AUM 38.95% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
Janney Montgomery Scott
Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return
DLHL
Donald L. Hagan LLC Sarasota, Florida $204M AUM 7.4% 1-Year Est. Return

Ladenburg Thalmann Financial Services's UOCT Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its Innovator US Equity Ultra Buffer ETF October (UOCT) stake by 281% in Q4 2019, buying an estimated $143K and bringing the position to 7,780 shares worth $194K. The position accounts for ﹤0.01% of the portfolio, ranked #2531.

Ladenburg Thalmann Financial Services first reported a position in UOCT in Q4 2018 and has held it in 5 quarters since. The position peaked at $1.64M in Q4 2018. 30 funds tracked by Wall St. Rank hold UOCT as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 7,780 shares of Innovator US Equity Ultra Buffer ETF October worth $194K as of Q4 2019.
  • Ladenburg Thalmann Financial Services bought 5,739 Innovator US Equity Ultra Buffer ETF October shares in Q4 2019, an estimated $143K.
  • Innovator US Equity Ultra Buffer ETF October made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2531 holding.
  • Ladenburg Thalmann Financial Services first reported a position in Innovator US Equity Ultra Buffer ETF October in Q4 2018 and has held it in 5 quarters since.
  • Ladenburg Thalmann Financial Services's Innovator US Equity Ultra Buffer ETF October position peaked at $1.64M in Q4 2018.
  • 30 funds tracked by Wall St. Rank held Innovator US Equity Ultra Buffer ETF October as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.