Avantax Advisory Services’s Innovator US Equity Ultra Buffer ETF October UOCT Stock Holding History

Avantax Advisory Services’s Portfolio UOCT Stock Details UOCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q1	–	Sell	-5,692	Closed	-$201K	–	2327
2024 Q4	$201K	Buy	+5,692	New	+$201K	﹤0.01%	2052
2024 Q1	–	Sell	-6,419	Closed	-$208K	–	1736
2023 Q4	$208K	Sell	6,419 -11,435	-64%	-$357K	﹤0.01%	1458
2023 Q3	$545K	Sell	17,854 -775	-4%	-$23.4K	0.01%	907
2023 Q2	$556K	Buy	18,629 +836	+5%	+$24.3K	0.01%	901
2023 Q1	$508K	Buy	17,793 +421	+2%	+$11.8K	0.01%	911
2022 Q4	$474K	Buy	+17,372	New	+$470K	0.01%	889

Other funds holding UOCT

BCM

Brookstone Capital Management Wheaton, Illinois $9.99B AUM 23.61% 1-Year Est. Return

TPW

Talon Private Wealth The Villages, Florida $753M AUM

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

PCA

Prosperity Capital Advisors Westlake, Ohio $2.03B AUM 23.67% 1-Year Est. Return

EMAM

Encompass More Asset Management Danville, California $687M AUM 25.06% 1-Year Est. Return

IWM

IHT Wealth Management Chicago, Illinois $4.3B AUM 21.02% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

ASN

Advisory Services Network Atlanta, Georgia $7.52B AUM 29.01% 1-Year Est. Return

KWM

KFG Wealth Management Granger, Indiana $886M AUM 15.98% 1-Year Est. Return

Avantax Advisory Services's UOCT Position: Q1 2025 in Review

Avantax Advisory Services sold out of Innovator US Equity Ultra Buffer ETF October (UOCT) in Q1 2025, closing a stake of 5,692 shares — an estimated $201K sold.

Avantax Advisory Services first reported a position in UOCT in Q4 2022 and held it in 6 quarters. The position peaked at $556K in Q2 2023. 78 funds tracked by Wall St. Rank hold UOCT as of Q1 2025.

Avantax Advisory Services reported no remaining Innovator US Equity Ultra Buffer ETF October position as of Q1 2025 after selling out during the quarter.
Avantax Advisory Services sold 5,692 Innovator US Equity Ultra Buffer ETF October shares in Q1 2025, an estimated $201K.
Avantax Advisory Services first reported a position in Innovator US Equity Ultra Buffer ETF October in Q4 2022 and held it in 6 quarters.
Avantax Advisory Services's Innovator US Equity Ultra Buffer ETF October position peaked at $556K in Q2 2023.
78 funds tracked by Wall St. Rank held Innovator US Equity Ultra Buffer ETF October as of Q1 2025.

Based on Avantax Advisory Services's 13F filing for Q1 2025, filed 6 May 2025.