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Arete Wealth Advisors’s Innovator US Equity Ultra Buffer ETF October UOCT Stock Holding History

Arete Wealth Advisors’s Portfolio UOCT Stock Details UOCT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		– Sell
-6,865
Closed -$268K – 714
2025
Q4 		$268K Buy
6,865
+835
+14% +$32.3K 0.02% 626
2025
Q3 		$232K Sell
6,030
-1,711
-22% -$64.4K 0.01% 690
2025
Q2 		$285K Sell
7,741
-1,014
-12% -$35.6K 0.02% 578
2025
Q1 		$302K Sell
8,755
-2,013
-19% -$71.3K 0.02% 525
2024
Q4 		$380K Sell
10,768
-446
-4% -$15.7K 0.03% 496
2024
Q3 		$391K Sell
11,214
-3,908
-26% -$135K 0.03% 441
2024
Q2 		$518K Sell
15,122
-9,624
-39% -$325K 0.04% 381
2024
Q1 		$831K Sell
24,746
-1,666
-6% -$55K 0.08% 231
2023
Q4 		$855K Buy
+26,412
New +$825K 0.07% 281
2023
Q3 		– Sell
-26,976
Closed -$806K – 718
2023
Q2 		$806K Sell
26,976
-2,641
-9% -$76.9K 0.07% 255
2023
Q1 		$845K Buy
29,617
+2,455
+9% +$68.8K 0.07% 242
2022
Q4 		$741M Sell
27,162
-5,689
-17% -$154K 0.06% 255
2022
Q3 		$863K Sell
32,851
-1,663
-5% -$44.4K 0.08% 200
2022
Q2 		$911K Buy
34,514
+13,389
+63% +$365K 0.09% 166
2022
Q1 		$598K Buy
21,125
+3,435
+19% +$96.5K 0.05% 252
2021
Q4 		$504K Sell
17,690
-535
-3% -$15.1K 0.04% 288
2021
Q3 		$506K Sell
18,225
-2,100
-10% -$58.3K 0.06% 259
2021
Q2 		$0 Hold
20,325
– – ﹤0.01% 436
2021
Q1 		$554K Hold
20,325
– – 0.07% 225
2020
Q4 		$544K Buy
+20,325
New +$538K 0.08% 220

Other funds holding UOCT

BCM
Brookstone Capital Management Wheaton, Illinois $9.99B AUM 23.61% 1-Year Est. Return
TPW
Talon Private Wealth The Villages, Florida $753M AUM
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
PCA
Prosperity Capital Advisors Westlake, Ohio $1.76B AUM 18.92% 1-Year Est. Return
Carson Wealth (CWM LLC)
Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return
KWM
KFG Wealth Management Granger, Indiana $774M AUM 12.78% 1-Year Est. Return
KAS
Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return
ASN
Advisory Services Network Atlanta, Georgia $7.52B AUM 29.01% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
SWM
Spire Wealth Management Mclean, Virginia $3.31B AUM 38.78% 1-Year Est. Return

Arete Wealth Advisors's UOCT Position: Q1 2026 in Review

Arete Wealth Advisors sold out of Innovator US Equity Ultra Buffer ETF October (UOCT) in Q1 2026, closing a stake of 6,865 shares — an estimated $268K sold.

Arete Wealth Advisors first reported a position in UOCT in Q4 2020 and held it in 20 quarters. The position peaked at $741M in Q4 2022. 91 funds tracked by Wall St. Rank hold UOCT as of Q1 2026.

  • Arete Wealth Advisors reported no remaining Innovator US Equity Ultra Buffer ETF October position as of Q1 2026 after selling out during the quarter.
  • Arete Wealth Advisors sold 6,865 Innovator US Equity Ultra Buffer ETF October shares in Q1 2026, an estimated $268K.
  • Arete Wealth Advisors first reported a position in Innovator US Equity Ultra Buffer ETF October in Q4 2020 and held it in 20 quarters.
  • Arete Wealth Advisors's Innovator US Equity Ultra Buffer ETF October position peaked at $741M in Q4 2022.
  • 91 funds tracked by Wall St. Rank held Innovator US Equity Ultra Buffer ETF October as of Q1 2026.

Based on Arete Wealth Advisors's 13F filing for Q1 2026, filed 18 May 2026.