Mariner’s Innovator US Equity Ultra Buffer ETF October UOCT Stock Holding History

Mariner’s Portfolio UOCT Stock Details UOCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q2	–	Sell	-60,402	Closed	-$1.65M	–	935
2021 Q1	$1.65M	Sell	60,402 -2,706	-4%	-$73K	0.01%	498
2020 Q4	$1.7M	Sell	63,108 -4,953	-7%	-$131K	0.01%	458
2020 Q3	$1.77M	Sell	68,061 -3,729	-5%	-$95.3K	0.02%	400
2020 Q2	$1.79M	Buy	+71,790	New	+$1.75M	0.02%	401

Other funds holding UOCT

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

SIA

Soltis Investment Advisors St. George, Utah $1.59B AUM 23.87% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

BFC

Bedel Financial Consulting Indianapolis, Indiana $888M AUM 19.91% 1-Year Est. Return

OMC

Old Mission Capital Chicago, Illinois $6.3B AUM 14.68% 1-Year Est. Return

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

LJAC

L.J. Altfest & Co New York $935M AUM 27.19% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

VWA

V Wealth Advisors Overland Park, Kansas $125M AUM 24.7% 1-Year Est. Return

Mariner's UOCT Position: Q2 2021 in Review

Mariner sold out of Innovator US Equity Ultra Buffer ETF October (UOCT) in Q2 2021, closing a stake of 60,402 shares — an estimated $1.65M sold.

Mariner first reported a position in UOCT in Q2 2020 and held it in 4 quarters. The position peaked at $1.79M in Q2 2020. 32 funds tracked by Wall St. Rank hold UOCT as of Q2 2021.

Mariner reported no remaining Innovator US Equity Ultra Buffer ETF October position as of Q2 2021 after selling out during the quarter.
Mariner sold 60,402 Innovator US Equity Ultra Buffer ETF October shares in Q2 2021, an estimated $1.65M.
Mariner first reported a position in Innovator US Equity Ultra Buffer ETF October in Q2 2020 and held it in 4 quarters.
Mariner's Innovator US Equity Ultra Buffer ETF October position peaked at $1.79M in Q2 2020.
32 funds tracked by Wall St. Rank held Innovator US Equity Ultra Buffer ETF October as of Q2 2021.

Based on Mariner's 13F filing for Q2 2021, filed 24 Aug 2021.