AE Wealth Management’s Innovator US Equity Ultra Buffer ETF October UOCT Stock Holding History

AE Wealth Management’s Portfolio UOCT Stock Details UOCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$1.02M	Sell	24,802 -220	-0.9%	-$8.88K	﹤0.01%	903
2026 Q1	$957K	Sell	25,022 -2,040	-8%	-$79.6K	0.01%	846
2025 Q4	$1.06M	Buy	27,062 +1,134	+4%	+$43.9K	0.01%	787
2025 Q3	$996K	Buy	25,928 +612	+2%	+$23.1K	0.01%	752
2025 Q2	$931K	Sell	25,316 -3,264	-11%	-$115K	0.01%	744
2025 Q1	$987K	Sell	28,580 -5,707	-17%	-$202K	0.01%	704
2024 Q4	$1.21M	Buy	34,287 +6,243	+22%	+$220K	0.01%	660
2024 Q3	$976K	Buy	28,044 +92	+0.3%	+$3.18K	0.01%	695
2024 Q2	$957K	Sell	27,952 -829	-3%	-$28K	0.01%	711
2024 Q1	$967K	Buy	28,781 +494	+2%	+$16.3K	0.01%	658
2023 Q4	$927K	Buy	28,287 +2,295	+9%	+$71.7K	﹤0.01%	1182
2023 Q3	$793K	Sell	25,992 -446	-2%	-$13.5K	﹤0.01%	1191
2023 Q2	$790K	Sell	26,438 -2,005	-7%	-$58.4K	﹤0.01%	1175
2023 Q1	$811K	Sell	28,443 -1,124	-4%	-$31.5K	0.01%	1124
2022 Q4	$807K	Buy	29,567 +6,328	+27%	+$171K	0.01%	1076
2022 Q3	$610K	Buy	+23,239	New	+$621K	﹤0.01%	1145

Other funds holding UOCT

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

PCA

Prosperity Capital Advisors Westlake, Ohio $2.03B AUM 23.67% 1-Year Est. Return

ASN

Advisory Services Network Atlanta, Georgia $8.83B AUM 38.5% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

BCM

Brookstone Capital Management Wheaton, Illinois $9.99B AUM 23.61% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return

KWM

KFG Wealth Management Granger, Indiana $886M AUM 15.98% 1-Year Est. Return

SWM

Spire Wealth Management Mclean, Virginia $3.31B AUM 38.78% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

IWM

IMG Wealth Management Jacksonville, Florida $180M AUM 21.06% 1-Year Est. Return

AE Wealth Management's UOCT Position: Q2 2026 in Review

AE Wealth Management reduced its Innovator US Equity Ultra Buffer ETF October (UOCT) stake by 0.88% in Q2 2026, selling an estimated $8.88K and leaving 24,802 shares worth $1.02M. The position accounts for ﹤0.01% of the portfolio, ranked #903.

AE Wealth Management first reported a position in UOCT in Q3 2022 and has held it in 16 quarters since. The position peaked at $1.21M in Q4 2024. 94 funds tracked by Wall St. Rank hold UOCT as of Q2 2026.

AE Wealth Management held 24,802 shares of Innovator US Equity Ultra Buffer ETF October worth $1.02M as of Q2 2026.
AE Wealth Management sold 220 Innovator US Equity Ultra Buffer ETF October shares in Q2 2026, an estimated $8.88K.
Innovator US Equity Ultra Buffer ETF October made up ﹤0.01% of AE Wealth Management's portfolio in Q2 2026, its #903 holding.
AE Wealth Management first reported a position in Innovator US Equity Ultra Buffer ETF October in Q3 2022 and has held it in 16 quarters since.
AE Wealth Management's Innovator US Equity Ultra Buffer ETF October position peaked at $1.21M in Q4 2024.
94 funds tracked by Wall St. Rank held Innovator US Equity Ultra Buffer ETF October as of Q2 2026.

Based on AE Wealth Management's 13F filing for Q2 2026, filed 3 Aug 2026.