AE Wealth Management’s Innovator US Equity Ultra Buffer ETF October UOCT Stock Holding History

AE Wealth Management’s Portfolio UOCT Stock Details UOCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$957K	Sell	25,022 -2,040	-8%	-$79.6K	0.01%	846
2025 Q4	$1.06M	Buy	27,062 +1,134	+4%	+$43.9K	0.01%	787
2025 Q3	$996K	Buy	25,928 +612	+2%	+$23.1K	0.01%	752
2025 Q2	$931K	Sell	25,316 -3,264	-11%	-$115K	0.01%	744
2025 Q1	$987K	Sell	28,580 -5,707	-17%	-$202K	0.01%	704
2024 Q4	$1.21M	Buy	34,287 +6,243	+22%	+$220K	0.01%	660
2024 Q3	$976K	Buy	28,044 +92	+0.3%	+$3.18K	0.01%	695
2024 Q2	$957K	Sell	27,952 -829	-3%	-$28K	0.01%	711
2024 Q1	$967K	Buy	28,781 +494	+2%	+$16.3K	0.01%	658
2023 Q4	$927K	Buy	28,287 +2,295	+9%	+$71.7K	﹤0.01%	1182
2023 Q3	$793K	Sell	25,992 -446	-2%	-$13.5K	﹤0.01%	1191
2023 Q2	$790K	Sell	26,438 -2,005	-7%	-$58.4K	﹤0.01%	1175
2023 Q1	$811K	Sell	28,443 -1,124	-4%	-$31.5K	0.01%	1124
2022 Q4	$807K	Buy	29,567 +6,328	+27%	+$171K	0.01%	1076
2022 Q3	$610K	Buy	+23,239	New	+$621K	﹤0.01%	1145

Other funds holding UOCT

BCM

Brookstone Capital Management Wheaton, Illinois $9.99B AUM 23.61% 1-Year Est. Return

TPW

Talon Private Wealth The Villages, Florida $753M AUM

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

PCA

Prosperity Capital Advisors Westlake, Ohio $1.76B AUM 18.92% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

KWM

KFG Wealth Management Granger, Indiana $774M AUM 12.78% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return

ASN

Advisory Services Network Atlanta, Georgia $7.52B AUM 29.01% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

SWM

Spire Wealth Management Mclean, Virginia $3.31B AUM 38.78% 1-Year Est. Return

AE Wealth Management's UOCT Position: Q1 2026 in Review

AE Wealth Management reduced its Innovator US Equity Ultra Buffer ETF October (UOCT) stake by 7.5% in Q1 2026, selling an estimated $79.6K and leaving 25,022 shares worth $957K. The position accounts for 0.01% of the portfolio, ranked #846.

AE Wealth Management first reported a position in UOCT in Q3 2022 and has held it in 15 quarters since. The position peaked at $1.21M in Q4 2024. 91 funds tracked by Wall St. Rank hold UOCT as of Q1 2026.

AE Wealth Management held 25,022 shares of Innovator US Equity Ultra Buffer ETF October worth $957K as of Q1 2026.
AE Wealth Management sold 2,040 Innovator US Equity Ultra Buffer ETF October shares in Q1 2026, an estimated $79.6K.
Innovator US Equity Ultra Buffer ETF October made up 0.01% of AE Wealth Management's portfolio in Q1 2026, its #846 holding.
AE Wealth Management first reported a position in Innovator US Equity Ultra Buffer ETF October in Q3 2022 and has held it in 15 quarters since.
AE Wealth Management's Innovator US Equity Ultra Buffer ETF October position peaked at $1.21M in Q4 2024.
91 funds tracked by Wall St. Rank held Innovator US Equity Ultra Buffer ETF October as of Q1 2026.

Based on AE Wealth Management's 13F filing for Q1 2026, filed 13 May 2026.