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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-2.13%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.14B
AUM Growth
-$48.7M
Cap. Flow
+$77.4M
Cap. Flow %
2.47%
Top 10 Hldgs %
25.19%
Holding
1,301
New
140
Increased
559
Reduced
483
Closed
98

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$12.8M
2
FTCB icon
First Trust Core Investment Grade ETF
FTCB
+$6.27M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.37M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.26M
5
GJAN icon
FT Vest US Equity Moderate Buffer ETF January
GJAN
+$4.28M

Top Sells

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$17.1M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.72M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.34M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.43M
5
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$3.86M

Sector Composition

Rank Sector Weight
1 Technology 12.7%
2 Financials 4.54%
3 Consumer Discretionary 4.19%
4 Healthcare 4.09%
5 Industrials 3.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CIBR icon
101
First Trust NASDAQ Cybersecurity ETF
CIBR
$13.8B
$6.09M 0.19%
96,600
+14,971
+18% +$994K
BALT icon
102
Innovator Defined Wealth Shield ETF
BALT
$2.66B
$6.08M 0.19%
193,778
+5,477
+3% +$173K
CRWD icon
103
CrowdStrike
CRWD
$187B
$6.06M 0.19%
68,756
+11,632
+20% +$1.11M
FTGS icon
104
First Trust Growth Strength ETF
FTGS
$1.26B
$5.89M 0.19%
198,019
-884
-0.4% -$27.7K
FTSM icon
105
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$5.88M 0.19%
98,281
+161
+0.2% +$9.64K
IWF icon
106
iShares Russell 1000 Growth ETF
IWF
$122B
$5.88M 0.19%
65,104
+12,996
+25% +$1.28M
IJT icon
107
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
$5.78M 0.18%
46,426
-7,657
-14% -$1.02M
KO icon
108
Coca-Cola
KO
$354B
$5.75M 0.18%
80,219
+107
+0.1% +$7.15K
IYW icon
109
iShares US Technology ETF
IYW
$23.7B
$5.72M 0.18%
40,735
+8,492
+26% +$1.32M
HON icon
110
Honeywell
HON
$77.1B
$5.72M 0.18%
28,664
+3,329
+13% +$674K
SECT icon
111
Main Sector Rotation ETF
SECT
$2.75B
$5.7M 0.18%
111,622
+26,726
+31% +$1.47M
FHLC icon
112
Fidelity MSCI Health Care Index ETF
FHLC
$3.27B
$5.64M 0.18%
82,569
-19,742
-19% -$1.36M
VB icon
113
Vanguard Small-Cap ETF
VB
$79.5B
$5.6M 0.18%
25,250
+3,777
+18% +$902K
PULS icon
114
PGIM Ultra Short Bond ETF
PULS
$17.7B
$5.59M 0.18%
112,460
+24,644
+28% +$1.22M
XLP icon
115
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$5.52M 0.18%
67,556
+3,288
+5% +$262K
DUK icon
116
Duke Energy
DUK
$102B
$5.39M 0.17%
44,218
-2,297
-5% -$262K
AMGN icon
117
Amgen
AMGN
$203B
$5.29M 0.17%
16,966
-1,436
-8% -$424K
T icon
118
AT&T
T
$165B
$5.28M 0.17%
186,735
-47,629
-20% -$1.2M
IXC icon
119
iShares Global Energy ETF
IXC
$2.71B
$5.24M 0.17%
124,554
+1,004
+0.8% +$40.3K
VUG icon
120
Vanguard Growth ETF
VUG
$216B
$5.23M 0.17%
84,684
+15,558
+23% +$1.05M
RSST icon
121
Return Stacked US Stocks & Managed Futures ETF
RSST
$478M
$5.21M 0.17%
235,896
-7,097
-3% -$170K
SMH icon
122
VanEck Semiconductor ETF
SMH
$67.6B
$5.18M 0.17%
24,501
-1,052
-4% -$252K
MA icon
123
Mastercard
MA
$477B
$5.17M 0.16%
9,431
-144
-2% -$78.4K
ORCL icon
124
Oracle
ORCL
$331B
$5.08M 0.16%
36,346
+6,511
+22% +$1.06M
MSTB icon
125
LHA Market State Tactical Beta ETF
MSTB
$191M
$5.04M 0.16%
155,963
+424
+0.3% +$14.4K
3 4
5
6 7

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Sigma Planning Corp's Q1 2025 Portfolio in Review

As of Q1 2025, Sigma Planning Corp held 1,301 positions worth $3.14B, down 1.5% from $3.18B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q1 2025 filing shows 140 new, 559 increased, 483 reduced and 98 closed positions. Its largest new stake was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M. The largest sale was iShares 10+ Year Investment Grade Corporate Bond ETF, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2025 buy was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q1 2025, an estimated $12.8M increase.
  • Sigma Planning Corp's biggest Q1 2025 reduction was iShares 10+ Year Investment Grade Corporate Bond ETF, cutting an estimated $17.1M.
  • Sigma Planning Corp fully exited Astera Labs in Q1 2025, selling an estimated $2.72M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.14B portfolio in Q1 2025.
  • Sigma Planning Corp opened 140 new positions and closed 98 in Q1 2025.
  • Sigma Planning Corp's portfolio value fell 1.5% quarter-over-quarter to $3.14B.

Based on Sigma Planning Corp's 13F filing for Q1 2025, filed 2 May 2025.