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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+3.67%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.49B
AUM Growth
+$126M
Cap. Flow
+$88.7M
Cap. Flow %
5.94%
Top 10 Hldgs %
19.85%
Holding
968
New
109
Increased
462
Reduced
308
Closed
66

Top Buys

Rank Stock Value
1
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$6.77M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$6.16M
3
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$5.36M
4
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.13M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.1M

Top Sells

Rank Stock Value
1
FMAT icon
Fidelity MSCI Materials Index ETF
FMAT
+$5.9M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$3.54M
3
SH icon
ProShares Short S&P500
SH
+$2.94M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.44M
5
HBAN icon
Huntington Bancshares
HBAN
+$2.02M

Sector Composition

Rank Sector Weight
1 Technology 6.87%
2 Financials 4.76%
3 Healthcare 4.76%
4 Industrials 4.32%
5 Consumer Discretionary 4.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLV icon
101
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$3.31M 0.22%
39,687
+773
+2% +$64.1K
CAT icon
102
Caterpillar
CAT
$409B
$3.31M 0.22%
24,388
+398
+2% +$59.5K
FDIS icon
103
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.59B
$3.31M 0.22%
77,227
+15,043
+24% +$623K
GE icon
104
GE Aerospace
GE
$367B
$3.3M 0.22%
50,592
+3,921
+8% +$262K
VOO icon
105
Vanguard S&P 500 ETF
VOO
$968B
$3.26M 0.22%
13,073
+710
+6% +$176K
FPX icon
106
First Trust US Equity Opportunities ETF
FPX
$1.51B
$3.25M 0.22%
45,494
+3,282
+8% +$232K
DTE icon
107
DTE Energy
DTE
$31.1B
$3.22M 0.22%
36,530
-4,261
-10% -$369K
HFRO
108
Highland Opportunities and Income Fund
HFRO
$407M
$3.2M 0.21%
205,039
-4,821
-2% -$76.7K
IWM icon
109
iShares Russell 2000 ETF
IWM
$80.9B
$3.18M 0.21%
19,421
+11,706
+152% +$1.87M
MMM icon
110
3M
MMM
$89B
$3.07M 0.21%
18,684
+603
+3% +$103K
KO icon
111
Coca-Cola
KO
$354B
$3.06M 0.2%
69,763
-1,908
-3% -$82.4K
XLP icon
112
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$3.02M 0.2%
58,517
-10,675
-15% -$542K
UNP icon
113
Union Pacific
UNP
$182B
$3.01M 0.2%
21,246
+2,242
+12% +$313K
NOBL icon
114
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
$3.01M 0.2%
96,450
+6,816
+8% +$213K
SRPT icon
115
Sarepta Therapeutics
SRPT
$1.66B
$2.99M 0.2%
22,588
+288
+1% +$27.2K
AMGN icon
116
Amgen
AMGN
$203B
$2.97M 0.2%
16,108
+240
+2% +$42.5K
SOXX icon
117
iShares Semiconductor ETF
SOXX
$44.2B
$2.97M 0.2%
49,986
-3,717
-7% -$226K
FBT icon
118
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$2.94M 0.2%
21,026
+163
+0.8% +$22.4K
WM icon
119
Waste Management
WM
$95.9B
$2.91M 0.19%
35,803
+1,448
+4% +$120K
VNQ icon
120
Vanguard Real Estate ETF
VNQ
$39.9B
$2.87M 0.19%
35,213
+3,516
+11% +$272K
XLY icon
121
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$2.86M 0.19%
52,254
-10,394
-17% -$549K
VB icon
122
Vanguard Small-Cap ETF
VB
$79.5B
$2.83M 0.19%
18,204
-995
-5% -$152K
EEM icon
123
iShares MSCI Emerging Markets ETF
EEM
$28B
$2.83M 0.19%
65,265
-41,261
-39% -$1.91M
RJA
124
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
$2.83M 0.19%
475,000
+32,625
+7% +$203K
CWB icon
125
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$2.81M 0.19%
53,031
+35,438
+201% +$1.87M
3 4
5
6 7

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SCM
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BPS
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VPC
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WWA
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Sigma Planning Corp's Q2 2018 Portfolio in Review

As of Q2 2018, Sigma Planning Corp held 968 positions worth $1.49B, up 9.2% from $1.37B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $88.7M of net new capital in Q2 2018, opening 109 new positions and adding to 462 existing holdings. Its largest new stake was VictoryShares US Small Cap Volatility Wtd ETF: 85,641 shares worth $4.18M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.2% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Fidelity MSCI Materials Index ETF, an estimated $5.9M trimmed.

  • Sigma Planning Corp's largest Q2 2018 buy was VictoryShares US Small Cap Volatility Wtd ETF: 85,641 shares worth $4.18M.
  • Sigma Planning Corp added most to iShares Core S&P Small-Cap ETF in Q2 2018, an estimated $6.77M increase.
  • Sigma Planning Corp's biggest Q2 2018 reduction was Fidelity MSCI Materials Index ETF, cutting an estimated $5.9M.
  • Sigma Planning Corp fully exited ProShares Short S&P500 in Q2 2018, selling an estimated $2.94M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.49B portfolio in Q2 2018.
  • Sigma Planning Corp opened 109 new positions and closed 66 in Q2 2018.
  • Sigma Planning Corp's portfolio value rose 9.2% quarter-over-quarter to $1.49B.

Based on Sigma Planning Corp's 13F filing for Q2 2018, filed 2 Aug 2018.