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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
Cap. Flow
+$39.7M
Cap. Flow %
1.11%
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.52M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.26M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$8.8M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$8.22M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$7.08M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.67M
3
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.59M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.87M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 12.36%
2 Consumer Discretionary 5.65%
3 Healthcare 4.55%
4 Financials 4.46%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OVV icon
1201
Ovintiv
OVV
$17.5B
$237K 0.01%
7,027
-48
-0.7% -$1.71K
SFYF icon
1202
SoFi Social 50 ETF
SFYF
$39M
$237K 0.01%
+6,300
New +$247K
DWM icon
1203
WisdomTree International Equity Fund
DWM
$666M
$236K 0.01%
4,360
-702
-14% -$37.6K
EPR icon
1204
EPR Properties
EPR
$4.86B
$236K 0.01%
+4,959
New +$246K
FDHY icon
1205
Fidelity High Yield Factor ETF
FDHY
$566M
$236K 0.01%
+4,330
New +$239K
TRI icon
1206
Thomson Reuters
TRI
$39.4B
$236K 0.01%
+1,869
New +$233K
META icon
1207
CALL
Meta Platforms (Facebook)
META
$1.51T
$235K 0.01%
+700
New +$232K
DEED icon
1208
First Trust Securitized Plus ETF
DEED
$78.8M
$234K 0.01%
+9,108
New +$235K
PDEC icon
1209
Innovator US Equity Power Buffer ETF December
PDEC
$977M
$234K 0.01%
+7,355
New +$229K
RY icon
1210
Royal Bank of Canada
RY
$291B
$233K 0.01%
2,193
+122
+6% +$12.7K
URTH icon
1211
iShares MSCI World ETF
URTH
$7.95B
$233K 0.01%
1,722
+4
+0.2% +$531
CRPT icon
1212
First Trust SkyBridge Crypto Industry and Digital Economy ETF
CRPT
$84.4M
$232K 0.01%
+13,524
New +$287K
IGLB icon
1213
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.59B
$232K 0.01%
3,333
-330
-9% -$23.1K
ILTB icon
1214
iShares Core 10+ Year USD Bond ETF
ILTB
$596M
$232K 0.01%
3,215
+27
+0.8% +$1.95K
MTCH icon
1215
Match Group
MTCH
$8.84B
$231K 0.01%
1,748
+1
+0.1% +$145
KIO
1216
KKR Income Opportunities Fund
KIO
$450M
$230K 0.01%
13,622
+186
+1% +$3.05K
TDTF icon
1217
FlexShares iBoxx 5-Year Target Duration TIPS Index Fund
TDTF
$1.04B
$230K 0.01%
+8,203
New +$230K
JRO
1218
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$230K 0.01%
22,727
+131
+0.6% +$1.31K
A icon
1219
Agilent Technologies
A
$39.1B
$228K 0.01%
1,426
+60
+4% +$9.35K
BWX icon
1220
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
$228K 0.01%
8,078
-1,387
-15% -$39.4K
MDNA
1221
DELISTED
Medicenna Therapeutics Corp. Common Shares
MDNA
$228K 0.01%
140,050
+109,550
+359% +$227K
CP icon
1222
Canadian Pacific Kansas City
CP
$82B
$227K 0.01%
+3,159
New +$231K
DPZ icon
1223
Domino's
DPZ
$11B
$227K 0.01%
+401
New +$204K
FTV icon
1224
Fortive
FTV
$19B
$227K 0.01%
+3,953
New +$223K
PFG icon
1225
Principal Financial Group
PFG
$23.6B
$227K 0.01%
+3,144
New +$219K
47 48
49
50 51

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Sigma Planning Corp's Q4 2021 Portfolio in Review

As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
  • Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
  • Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
  • Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
  • Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.

Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.